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CRD 310744
PARK RIDGE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Robert Dean Bower | Chartered Financial Analyst | PARK RIDGE, IL | 0 | 11 | n/a | no |
| CONNOR JAMES HICKEY | Chartered Financial Analyst | PARK RIDGE, IL | 0 | 17 | n/a | no |
| Travis Army | Chartered Financial Analyst | Boston, MA | PARK RIDGE, IL | 0 | 10 | n/a | no |
| JOSHUA DAVID GERRY | n/a | PARK RIDGE, IL | 0 | 30 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| INVICTUS PROPRIETARY OPPORTUNITY FUND 1 LLC | Private Equity Fund | $2.0M | Jul 10, 2024 | 11 | Oct 19, 2023 | reported | 021-487699 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Bower, Robert, Dean | CHIEF INVESTMENT OFFICER | Na | yes | 01/2022 | Mar 16, 2022 | Jul 10, 2024 |
| Habitz, Christian | FOUNDER, MANAGING MEMBER | E | yes | 05/2021 | May 21, 2021 | Jul 10, 2024 |
| THORBAHN, TRENT, ALLEN | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | Na | yes | 02/2024 | Feb 29, 2024 | Jul 10, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| INVICTUS PRIVATE GROUP 1 LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| PARK CITY | Ut | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $476M | $120M | 5 | 2 | 3 | 1 | n/a |
| 2024 | Mar 17, 2025 | $399M | $139M | 2 | 2 | 3 | 1 | n/a |
| 2023 | Feb 29, 2024 | $308M | $74.6M | 4 | 4 | 3 | 1 | $2.0M |
| 2022 | Mar 16, 2023 | $277M | $113M | 5 | 5 | 3 | n/a | n/a |
| 2021 | Mar 9, 2022 | $292M | $141M | 5 | 5 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 2 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $476M | $399M | 19.2% | $277M | 19.8% | 7 | 2 | 4 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2 | May 27, 2021 | May 21, 2021 | CHICAGO, IL | Team lift out | Wirehouse to new firm | 0.0% |