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Advisor at MORGAN STANLEY
Chicago, IL | Deerfield, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jul 17, 2023 | n/a | yes | Deerfield, IL|Chicago, IL | Current employment |
| THE INVICTUS COLLECTIVE, LLC | Independent wealth | May 25, 2021 | Jul 18, 2023 | no | PARK RIDGE, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 8, 2016 | May 24, 2021 | no | CHICAGO, IL | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Nov 4, 2014 | Apr 19, 2016 | no | CHICAGO, IL | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Mar 7, 2011 | Nov 14, 2014 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE INVICTUS COLLECTIVE, LLC | MORGAN STANLEY | Jul 18, 2023 | Jul 17, 2023 | -1 | Firm change | RIA to wirehouse |
| UBS FINANCIAL SERVICES INC. | THE INVICTUS COLLECTIVE, LLC | May 24, 2021 | May 25, 2021 | 1 | Firm change | Wirehouse to new firm |
| CREDIT SUISSE SECURITIES (USA) LLC | UBS FINANCIAL SERVICES INC. | Apr 19, 2016 | Apr 8, 2016 | -11 | Firm change | Other |
| BARCLAYS CAPITAL INC. | CREDIT SUISSE SECURITIES (USA) LLC | Nov 14, 2014 | Nov 4, 2014 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 816:8174:IL:2016-04-05 | Apr 19, 2016 | Apr 8, 2016 | CHICAGO, IL | Firm change |