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RIA / WealthAdvisor27 years in industry

TIMOTHY THOMAS DOUGHERTY

Advisor at BAY COLONY ADVISORS

CONCORD, MA | ATLANTA, GA

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Search this name across graphsid dfx:ria:a41d0ffb-282b-9ad5-293f-b90628eca10a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 13, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAY COLONY ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 19, 1999
First registration: May 13, 1999
Dual registered: no
IAPD individual key: 726248

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAY COLONY ADVISORS	Independent wealth	Aug 31, 2018	n/a	yes	CONCORD, MA\|ATLANTA, GA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Oct 17, 2016	Sep 4, 2018	no	ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 1, 2015	Dec 31, 2016	no	ATLANTA, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 25, 2015	no	NAPLES, FL\|Atlanta, GA\|Naples, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 30, 2009	Jun 1, 2009	no	NAPLES, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Feb 10, 2009	no	NAPLES, FL\|NAPLES, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	May 13, 1999	Jul 1, 2003	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	BAY COLONY ADVISORS	Sep 4, 2018	Aug 31, 2018	-4	Firm change	Ibd to RIA
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Oct 17, 2016	-75	Bulk transfer	Other
MORGAN STANLEY	SUNTRUST INVESTMENT SERVICES, INC.	Mar 25, 2015	Apr 1, 2015	7	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY & CO. LLC	Feb 10, 2009	Apr 30, 2009	79	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (7)

→ BAY COLONY ADVISORSRegistered adviserregistration: current employment
Aug 31, 2018 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 17, 2016 to Sep 4, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 1, 2015 to Dec 31, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 25, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 30, 2009 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Feb 10, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
May 13, 1999 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.