RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• T••••• D••••••••
- Professional profile
- linkedin.com/in/timothy-dougherty-acapreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- B•• C••••• A••••••• independent RIA currentsince Aug 31, 2018 · Concord, Ma
- T••••• A••••••• S•••••••• I••• BD affiliatedOct 17, 2016 to Sep 4, 2018 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerApr 1, 2015 to Dec 31, 2016 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 25, 2015 · Naples, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 30, 2009 to Jun 1, 2009 · Naples, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Feb 10, 2009 · Naples, Fl
- P••••••••• E••••• G••••• L•• unclassifiedMay 13, 1999 to Jul 1, 2003 · Naples, Fl
- T••••• A••••••• S•••••••• I••• to B•• C••••• A•••••••left Sep 4, 2018, registered Aug 31, 2018 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Oct 17, 2016 (-75 days) · corporate re-registration, not a move
- M••••• S•••••• to S••••••• I••••••••• S•••••••• I•••left Mar 25, 2015, registered Apr 1, 2015 (7 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• • C•• L••left Feb 10, 2009, registered Apr 30, 2009 (79 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address