DFX Intelligence

A••••••••• B•••••• S•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A••••••••• B•••••• S•••••• T•••••

Advisor at D••••• M•••• A•••••••• L••

Copley, OH | NEW YORK, NY

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Search this name across graphsid dfx:ria:a4306dc1-96d5-4da3-6735-7b33588e7429

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 30, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• M•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• M•••• A•••••••• L••	Independent wealth	Apr 2, 2026	n/a	yes	NEW YORK, NY\|Copley, OH	Current employment
S••••••••• W•••••• L••	Independent wealth	Jan 8, 2024	Feb 20, 2026	no	LEHI, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W•••••• L••	D••••• M•••• A•••••••• L••	Feb 20, 2026	Apr 2, 2026	41	Firm change	Other
J••• M••••• S••••••••• L••	S••••••••• W•••••• L••	Jun 16, 2022	Jan 8, 2024

Relationships

Registered with (3)

→ D••••• M•••• A•••••••• L••Registered adviserregistration: current employment
Apr 2, 2026 to presentfactForm ADV
→ S••••••••• W•••••• L••Registered adviserregistration: previous registration
Jan 8, 2024 to Feb 20, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 30, 2021 to Jun 16, 2022factForm ADV

Dated events

Occurred
Feb 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4306dc1-96d5-4da3-6735-7b33588e7429
First observed: Jul 30, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.