DFX Intelligence

M••••••• L••••• G••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

M••••••• L••••• G••••• C•••••••

Advisor at O••••• P•••••• W••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:a43a414b-4616-deac-a93f-c8830fce6c4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 11, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••• P•••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• P•••••• W••••• L••	Independent wealth	Aug 5, 2025	n/a	yes	NEW YORK, NY	Current employment
C••••••	Independent wealth	Feb 16, 2023	Aug 16, 2024	no	NEW YORK, NY\|New York, NY\|MIAMI, FL\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••	O••••• P•••••• W••••• L••	Aug 16, 2024	Aug 5, 2025	354	Firm change	RIA to RIA
B•••••• A•••• M••••••••• L••	C••••••	Dec 6, 2023	Feb 16, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
157047:319448:NY:2023-12-06	Dec 6, 2023	Feb 16, 2023	NEW YORK, NY	Firm change after gap

Relationships

Registered with (3)

→ O••••• P•••••• W••••• L••Registered adviserregistration: current employment
Aug 5, 2025 to presentfactForm ADV
→ C••••••Registered adviserregistration: previous registration
Feb 16, 2023 to Aug 16, 2024factForm ADV
→ B•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 11, 2021 to Dec 6, 2023factForm ADV

Dated events

Occurred
Aug 16, 2024
Advisor changed firm
M••••••• L••••• G••••• C••••••• left Corient for O••••• P•••••• W••••• L•• (registered 2025-08-05)
Form ADVobserved 7 days ago
Occurred
Dec 6, 2023
Advisor changed firm
M••••••• L••••• G••••• C••••••• left B•••••• A•••• M••••••••• L•• for Corient (registered 2023-02-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a43a414b-4616-deac-a93f-c8830fce6c4e
First observed: Aug 11, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.