RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• L••••• G••••• C•••••••
- O••••• P•••••• W••••• L•• independent RIA currentsince Aug 5, 2025 · New York, Ny
- C•••••• independent RIAFeb 16, 2023 to Aug 16, 2024 · New York, Ny
- B•••••• A•••• M••••••••• L•• formerAug 11, 2021 to Dec 6, 2023 · New York, Ny
- C•••••• to O••••• P•••••• W••••• L••left Aug 16, 2024, registered Aug 5, 2025 (354 days) · RIA to RIA
- B•••••• A•••• M••••••••• L•• to C••••••left Dec 6, 2023, registered Feb 16, 2023 (-293 days) · Other · moved with a team
- M••••••• L••••• G••••• C••••••• left Corient for O••••• P•••••• W••••• L•• (registered 2025-08-05)Aug 16, 2024 · Advisor changed firm · fact
- M••••••• L••••• G••••• C••••••• left B•••••• A•••• M••••••••• L•• for Corient (registered 2023-02-16)Dec 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address