DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

QUAD CITY INVESTMENT CENTER

QUAD CITY INVESTMENT ADVISORS, LLC, CRD 112187

MOLINE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a43c5530-0f26-702f-a46c-5683fd8bf771

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Mar 24, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $408MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $408M
Private client RAUM: $374MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $68.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 746
Individual clients: 455
High net worth clients: 253
SEC number: 801-60227
CRD: 112187
Filings on the tape: 26
First filed: Mar 30, 2012
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, IL
Website: qcbt.bank

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID CHARLES HOWELL	n/a	MOLINE, IL	17	32	n/a	yes
BLAKE ADAM SCHAEFFER	n/a	MOLINE, IL	15	20	n/a	yes
AMBER DAWN BRUMMIT	n/a	MOLINE, IL	15	29	n/a	yes
TYLER MATHEW EDWARDS	n/a	MOLINE, IL	8	21	1	yes
GREGORY M BAUER	n/a	DAVENPORT, IA \| MOLINE, IL	4	13	n/a	yes
Cassandra J Vining	n/a	DAVENPORT, IA \| MOLINE, IL	2	14	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Anderson, John, H.	Manager	Na	yes	11/2021	Mar 29, 2022	Feb 15, 2024
GRINDLE, JASON, LOWELL	CHIEF COMPLIANCE OFFICER	Na	yes	05/2023	May 3, 2023	Feb 15, 2024
QCR HOLDINGS, INC.	PARENT COMPANY/SHAREHOLDER	E	yes	02/2008	Mar 29, 2018	Feb 15, 2024
QUAD CITY BANK & TRUST COMPANY	Member	E	yes	02/2008	Mar 29, 2018	Feb 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
QUAD CITY BANK & TRUST COMPANY	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Davenport	Ia	United States	5	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$408M	$408M	8	6	1	n/a	n/a
2024	Mar 14, 2025	$309M	$309M	7	6	1	n/a	n/a
2023	Feb 15, 2024	$245M	$245M	7	6	1	n/a	n/a
2022	Mar 14, 2023	$263M	$198M	7	5	1	n/a	n/a
2021	Mar 29, 2022	$289M	$227M	6	4	1	n/a	n/a
2020	Mar 10, 2021	$255M	$196M	6	4	1	n/a	n/a
2019	Mar 21, 2020	$222M	$167M	7	4	1	n/a	n/a
2018	Mar 27, 2019	$169M	$119M	6	5	1	n/a	n/a
2017	Mar 29, 2018	$197M	$98.2M	7	7	1	n/a	n/a
2016	Mar 20, 2017	$170M	$0	7	4	n/a	n/a	n/a
2015	Feb 23, 2016	$144M	$0	7	4	n/a	n/a	n/a
2014	Apr 6, 2015	$151M	$0	9	6	n/a	n/a	n/a
2013	May 1, 2014	$149M	$0	8	5	n/a	n/a	n/a
2012	Apr 4, 2013	$160M	$0	8	5	n/a	n/a	n/a
2011	Mar 30, 2012	$141M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$408M	$309M	32.2%	$263M	15.7%	8	7	1	1

Relationships

Registered with (9)

← Cassandra J ViningAdvisorregistration: current employment
Oct 16, 2023 to presentfactForm ADV
← GREGORY M BAUERAdvisorregistration: current employment
Aug 3, 2022 to presentfactForm ADV
← TYLER MATHEW EDWARDSAdvisorregistration: current employment
Oct 18, 2017 to presentfactForm ADV
← AMBER DAWN BRUMMITAdvisorregistration: current employment
Mar 28, 2011 to presentfactForm ADV
← BLAKE ADAM SCHAEFFERAdvisorregistration: current employment
Mar 22, 2011 to presentfactForm ADV
← DAVID CHARLES HOWELLAdvisorregistration: current employment
Mar 27, 2009 to presentfactForm ADV
← CASSIDY J MOULTONAdvisorregistration: previous registration
Feb 1, 2017 to Apr 24, 2018factForm ADV
← NICOLE MARIE McWilliamsAdvisorregistration: previous registration
Mar 11, 2015 to Jan 29, 2016factForm ADV
← DARLENE KOLODZIEJ STEFFENAdvisorregistration: previous registration
Aug 11, 2011 to Oct 26, 2015factForm ADV

Controls (4)

← GRINDLE, JASON, LOWELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 3, 2023 to Feb 15, 2024factForm ADV
← Anderson, John, H.OwnerMANAGER, ownership code NA, individual
Mar 29, 2022 to Feb 15, 2024factForm ADV
← QCR HOLDINGS, INC.OwnerPARENT COMPANY/SHAREHOLDER, ownership code E, domestic entity
Mar 29, 2018 to Feb 15, 2024factForm ADV
← QUAD CITY BANK & TRUST COMPANYOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2018 to Feb 15, 2024factForm ADV

Dated events

Occurred
May 3, 2023
Control person left
Marie Cynthia Carlson (Manager) no longer on Schedule A of Quad City Investment Center (listed 2023-03-14, absent 2023-05-03)
Form ADVobserved 6 days ago
Occurred
May 3, 2023
Control person joined
Lowell Jason Grindle (Chief Compliance Officer) appeared on Schedule A of Quad City Investment Center
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person left
Charles David Howell (Member) no longer on Schedule A of Quad City Investment Center (listed 2021-03-10, absent 2022-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person joined
H. John Anderson (Manager) appeared on Schedule A of Quad City Investment Center
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a43c5530-0f26-702f-a46c-5683fd8bf771
First observed: Mar 30, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

QUAD CITY INVESTMENT CENTER

QUAD CITY INVESTMENT ADVISORS, LLC, CRD 112187

MOLINE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a43c5530-0f26-702f-a46c-5683fd8bf771

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID CHARLES HOWELL

n/a

MOLINE, IL

n/a

yes

BLAKE ADAM SCHAEFFER

n/a

MOLINE, IL

n/a

yes

AMBER DAWN BRUMMIT

n/a

MOLINE, IL

n/a

yes

TYLER MATHEW EDWARDS

n/a

MOLINE, IL

yes

GREGORY M BAUER

n/a

DAVENPORT, IA | MOLINE, IL

n/a

yes

Cassandra J Vining

n/a

DAVENPORT, IA | MOLINE, IL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Anderson, John, H.

Manager

yes

11/2021

Mar 29, 2022

Feb 15, 2024

GRINDLE, JASON, LOWELL

CHIEF COMPLIANCE OFFICER

yes

05/2023

May 3, 2023

Feb 15, 2024

QCR HOLDINGS, INC.

PARENT COMPANY/SHAREHOLDER

yes

02/2008

Mar 29, 2018

Feb 15, 2024

QUAD CITY BANK & TRUST COMPANY

Member

yes

02/2008

Mar 29, 2018

Feb 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

QUAD CITY BANK & TRUST COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Davenport

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$408M

n/a

2024

Mar 14, 2025

$309M

n/a

2023

Feb 15, 2024

$245M

n/a

2022

Mar 14, 2023

$263M

$198M

n/a

2021

Mar 29, 2022

$289M

$227M

n/a

2020

Mar 10, 2021

$255M

$196M

n/a

2019

Mar 21, 2020

$222M

$167M

n/a

2018

Mar 27, 2019

$169M

$119M

n/a

2017

Mar 29, 2018

$197M

$98.2M

n/a

2016

Mar 20, 2017

$170M

n/a

2015

Feb 23, 2016

$144M

n/a

2014

Apr 6, 2015

$151M

n/a

2013

May 1, 2014

$149M

n/a

2012

Apr 4, 2013

$160M

n/a

2011

Mar 30, 2012

$141M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$408M

$309M

32.2%

$263M

15.7%