DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q••• C••• I••••••••• C•••••
Legal name Q••• C••• I••••••••• A•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since May 22, 2001
RAUM
$408M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$374M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$68.0M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$408M as of Mar 24, 2026
Mar 30, 2012$141M then
HNW client RAUM$285M as of Mar 24, 2026
Mar 29, 2018$80.0M then
State-registered IARs (5.B.3)6 as of Mar 24, 2026
Apr 4, 20138 then
Employees (5.A)8 as of Mar 24, 2026
Apr 4, 20138 then
Private funds: no history
RAUM +32% over the last fiscal year+16% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $68.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 118derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $546,869derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $408MreportedItem 5.I
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$285M70%
- Individuals$89.1M22%
- Charitable organizations$17.7M4.3%
- Corporations and businesses$15.8M3.9%
- Pension and profit-sharing plans$480,1970.1%
- Individual clients
- 455reported
- HNW clients
- 253reported
- Pension plan clients
- 1reported
- Charitable clients
- 25reported
- Accounts
- 746reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• C•••••• H••••• | Moline, Il | Mar 27, 2009 | 32 y | 0 |
| B•••• A••• S•••••••• | Moline, Il | Mar 22, 2011 | 20 y | 0 |
| A•••• D••• B•••••• | Moline, Il | Mar 28, 2011 | 29 y | 0 |
| T•••• M••••• E•••••• | Moline, Il | Oct 18, 2017 | 21 y | 1 |
| G•••••• M• B•••• | Davenport, Ia | Aug 3, 2022 | 13 y | 0 |
| C•••••••• J• V••••• | Davenport, Ia | Oct 16, 2023 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••••• J• M•••••• to N•••••• F•••••••• G••••• I•••Apr 24, 2018 · RIA to RIA
- N••••• M•••• M••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Jan 29, 2016 · Other
- D•••••• K•••••••• S•••••• to L••• P••••••• S••••••••• L••Oct 26, 2015 · Other
Joined, latest
- T•••• M••••• E•••••• from S•••••••• I••••••••• M•••••••••Oct 18, 2017 · Other
- N••••• M•••• M••••••••• from L•• F•••••••• L••Mar 11, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• J•••• H• · Managercontrolsince 11/2021 · owns less than 5%
- G••••••• J••••• L••••• · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
Entity owners
- Q••• C••• B••• • T•••• C•••••• · Memberdirect · owns 75% or more
- Q•• H•••••••• I••• · Parent Company/Shareholderindirect · owns 75% or more of Q••• C••• B••• • T•••• C•••••• · public reporting company
Related persons
Schedule D 7.A
- Q••• C••• B••• • T•••• C••••••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Moline, Il · principal | 6 | 0 | 0 | ||
| Davenport, Ia | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Davenport, IA5 employees
What changed
consecutive filings, newest first
- Accounts · 911 to 746Sep 30, 2025 to Mar 24, 2026
- Charity clients · 19 to 25Sep 30, 2025 to Mar 24, 2026
- Corporate clients · 10 to 12Sep 30, 2025 to Mar 24, 2026
- HNW clients · 221 to 253Sep 30, 2025 to Mar 24, 2026
- Individual clients · 364 to 455Sep 30, 2025 to Mar 24, 2026
- Employees · 7 to 8Sep 30, 2025 to Mar 24, 2026
- Discretionary RAUM · $309M to $408MSep 30, 2025 to Mar 24, 2026
- HNW RAUM · $200M to $285MSep 30, 2025 to Mar 24, 2026
- Individual RAUM · $74.2M to $89.1MSep 30, 2025 to Mar 24, 2026
- Pension RAUM · $372,612 to $480,197Sep 30, 2025 to Mar 24, 2026
- RAUM · $309M to $408MSep 30, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Mar 14, 2025 to Sep 30, 2025
- Accounts · 738 to 911Feb 15, 2024 to Mar 14, 2025
- Charity clients · 18 to 19Feb 15, 2024 to Mar 14, 2025
- Corporate clients · 8 to 10Feb 15, 2024 to Mar 14, 2025
- HNW clients · 182 to 221Feb 15, 2024 to Mar 14, 2025
- Individual clients · 295 to 364Feb 15, 2024 to Mar 14, 2025
- Pension plan clients · 2 to 1Feb 15, 2024 to Mar 14, 2025
- Discretionary RAUM · $245M to $309MFeb 15, 2024 to Mar 14, 2025
- HNW RAUM · $156M to $200MFeb 15, 2024 to Mar 14, 2025
- Individual RAUM · $61.4M to $74.2MFeb 15, 2024 to Mar 14, 2025
- Pension RAUM · $2.4M to $372,612Feb 15, 2024 to Mar 14, 2025
- RAUM · $245M to $309MFeb 15, 2024 to Mar 14, 2025
- Accounts · 483 to 738Sep 27, 2023 to Feb 15, 2024
- Advisory employees · 5 to 6Sep 27, 2023 to Feb 15, 2024
- BD registered reps · 5 to 6Sep 27, 2023 to Feb 15, 2024
- Charity clients · 17 to 18Sep 27, 2023 to Feb 15, 2024
- Corporate clients · 6 to 8Sep 27, 2023 to Feb 15, 2024
- HNW clients · 167 to 182Sep 27, 2023 to Feb 15, 2024
- Individual clients · 268 to 295Sep 27, 2023 to Feb 15, 2024
- Pension plan clients · 25 to 2Sep 27, 2023 to Feb 15, 2024
- State-registered IARs · 5 to 6Sep 27, 2023 to Feb 15, 2024
- Discretionary RAUM · $198M to $245MSep 27, 2023 to Feb 15, 2024
- HNW RAUM · $124M to $156MSep 27, 2023 to Feb 15, 2024
- Individual RAUM · $51.2M to $61.4MSep 27, 2023 to Feb 15, 2024
- Non-discretionary RAUM · $65.1M to $0Sep 27, 2023 to Feb 15, 2024
- Pension RAUM · $65.1M to $2.4MSep 27, 2023 to Feb 15, 2024
- RAUM · $263M to $245MSep 27, 2023 to Feb 15, 2024
- Accounts · 608 to 483Apr 4, 2022 to Mar 14, 2023
- Advisory employees · 4 to 5Apr 4, 2022 to Mar 14, 2023
Signals
4 dated events
- Marie Cynthia Carlson (Manager) no longer on Schedule A of Q••• C••• I••••••••• C••••• (listed 2023-03-14, absent 2023-05-03)May 3, 2023 · Control person left · inference
- Lowell Jason Grindle (Chief Compliance Officer) appeared on Schedule A of Q••• C••• I••••••••• C•••••May 3, 2023 · Control person joined · fact
- H. J••• A••••••• (Manager) appeared on Schedule A of Q••• C••• I••••••••• C•••••Mar 29, 2022 · Control person joined · fact
- Charles David Howell (Member) no longer on Schedule A of Q••• C••• I••••••••• C••••• (listed 2021-03-10, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 563-388-7228reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 563-468-5602reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-883-0131reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 563-388-5436reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- qcbt.bank/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026