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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Phoenix, AZ | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 20, 2020 | n/a | yes | SCOTTSDALE, AZ|Phoenix, AZ | Current employment |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jan 8, 2018 | Mar 5, 2020 | no | SAN ANTONIO, TX | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Dec 21, 2009 | Jan 8, 2018 | no | PHOENIX, AZ|SCOTTSDALE, AZ|PHOENIX, AZ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 9, 2007 | Dec 8, 2009 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA INVESTMENT SERVICES COMPANY | RAYMOND JAMES & ASSOCIATES, INC. | Mar 5, 2020 | Feb 20, 2020 | -14 | Firm change | Ibd to ibd |
| USAA FINANCIAL PLANNING SERVICES | USAA INVESTMENT SERVICES COMPANY | Jan 8, 2018 | Jan 8, 2018 | 0 | Bulk transfer | Other |
| CHASE INVESTMENT SERVICES CORP. | USAA FINANCIAL PLANNING SERVICES | Dec 8, 2009 | Dec 21, 2009 | 13 | Firm change | Other |