Y•• C•• M••••••

Advisor at J••• M••••• S••••••••• L••

OAKLAND, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4478913-6ef7-48a4-0436-ab2032a6c18a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 30, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 22, 2026	n/a	yes	OAKLAND, CA	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Mar 13, 2025	Aug 15, 2025	no	San Francisco, CA\|Walnut Creek, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• C•••••• M•••••••••	J••• M••••• S••••••••• L••	Aug 15, 2025	May 22, 2026	280	Firm change	Ibd to wirehouse
S••••• P•••••• P•••••• W•••••• L••	R••••••••• C•••••• M•••••••••	Mar 20, 2025	Mar 13, 2025

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Mar 13, 2025 to Aug 15, 2025factForm ADV
→ S••••• P•••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Apr 30, 2024 to Mar 20, 2025factForm ADV

Dated events

Occurred
Aug 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4478913-6ef7-48a4-0436-ab2032a6c18a
First observed: Apr 30, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.