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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SIERRA PACIFIC PRIVATE WEALTH, LLC

CRD 131738

PLEASANTON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25090562-b3fc-96ec-838e-d4743bca06d5

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 0
Observed: Mar 16, 2022 to Feb 23, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $246MItem 5.F on the latest filing (2026-02-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $237M
Private client RAUM: $237MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $82.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 294
Individual clients: 39
High net worth clients: 251
Custody, client assets: $52.0M
SEC number: 801-123728
CRD: 131738
Filings on the tape: 11
First filed: Mar 16, 2022
Latest filed: Feb 23, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
Jacob Andrew Rodriguez	n/a	PLEASANTON, CA	11	n/a	no
Tu Thien Nguyen	Certified Financial Planner	PLEASANTON, CA	11	2	no
ZHENG WAN	Certified Financial Planner	PLEASANTON, CA	24	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WAN, ZHENG	PRINCIPAL, CHIEF COMPLIANCE OFFICER	E	yes	01/2005	Mar 16, 2022	Mar 4, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Cupertino	CA	United States	2	no
Oakland	CA	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 23, 2026	$246M	$237M	7	3	2	n/a	n/a
2024	Mar 20, 2025	$213M	$201M	5	3	2	n/a	n/a
2023	Mar 4, 2024	$162M	$155M	5	3	2	n/a	n/a
2022	Mar 2, 2023	$127M	$120M	4	3	2	n/a	n/a
2021	Mar 17, 2023	$130M	$124M	4	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	4	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$246M	$213M	15.6%	$127M	24.7%	7	5	2	2

Relationships

Registered with (9)

← ZHENG WANAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Tu Thien NguyenAdvisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← Jacob Andrew RodriguezAdvisorregistration: current employment
Oct 22, 2025 to presentfactForm ADV
← Jessi HawkAdvisorregistration: previous registration
Apr 16, 2025 to May 14, 2025factForm ADV
← Yun Cho MessinaAdvisorregistration: previous registration
Apr 30, 2024 to Mar 20, 2025factForm ADV
← Karl Gregory SalocksAdvisorregistration: previous registration
Sep 23, 2024 to Jan 3, 2025factForm ADV
← Daniel Thomas GoodmanAdvisorregistration: previous registration
Sep 15, 2020 to Jun 24, 2024factForm ADV
← PARKER JAMES O'SULLIVANAdvisorregistration: previous registration
Aug 4, 2020 to Apr 19, 2022factForm ADV
← LINDY CHANAdvisorregistration: previous registration
Sep 19, 2018 to Feb 28, 2020factForm ADV

Controls (1)

← WAN, ZHENGOwnerPRINCIPAL, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 16, 2022 to Mar 4, 2024factForm ADV

Dated events

Occurred
May 14, 2025
Advisor changed firm
Jessi Hawk left Sierra Pacific Private Wealth, Llc for Hawk Capital Wealth Management Llc (registered 2026-01-01)
Form ADVobserved 5 days ago
Occurred
Mar 20, 2025
Advisor changed firm
Yun Cho Messina left Sierra Pacific Private Wealth, Llc for Rockefeller Capital Management (registered 2025-03-13)
Form ADVobserved 5 days ago
Occurred
Jan 3, 2025
Advisor changed firm
Karl Gregory Salocks left Sierra Pacific Private Wealth, Llc for Destination Wealth Management (registered 2025-03-04)
Form ADVobserved 5 days ago
Occurred
Jun 24, 2024
Advisor changed firm
Daniel Thomas Goodman left Sierra Pacific Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-28)
Form ADVobserved 5 days ago
Occurred
Apr 19, 2022
Advisor changed firm
Parker James O'Sullivan left Sierra Pacific Private Wealth, Llc for Farther (registered 2022-02-25)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2022
First Form ADV filing
Sierra Pacific Financial Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25090562-b3fc-96ec-838e-d4743bca06d5
First observed: Mar 16, 2022
Last observed: Feb 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIERRA PACIFIC PRIVATE WEALTH, LLC

CRD 131738

PLEASANTON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25090562-b3fc-96ec-838e-d4743bca06d5

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Jacob Andrew Rodriguez

n/a

PLEASANTON, CA

n/a

Tu Thien Nguyen

Certified Financial Planner

PLEASANTON, CA

ZHENG WAN

Certified Financial Planner

PLEASANTON, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WAN, ZHENG

PRINCIPAL, CHIEF COMPLIANCE OFFICER

yes

01/2005

Mar 16, 2022

Mar 4, 2024

City

State

Country

Employees

Also broker-dealer

Cupertino

United States

Oakland

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 23, 2026

$246M

$237M

n/a

2024

Mar 20, 2025

$213M

$201M

n/a

2023

Mar 4, 2024

$162M

$155M

n/a

2022

Mar 2, 2023

$127M

$120M

n/a

2021

Mar 17, 2023

$130M

$124M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$246M

$213M

15.6%

$127M

24.7%