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Advisor at GULFCREST CAPITAL
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GULFCREST CAPITAL | State registered | May 12, 2023 | n/a | yes | BOCA RATON, FL | Current employment |
| KBK CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jan 12, 2018 | Dec 22, 2021 | no | DELRAY BEACH, FL | Previous registration |
| ADVEST, INC. | n/a | Mar 19, 2003 | Jan 14, 2004 | no | BOCA RATON, FL | Previous registration |
| INDEPENDENT PORTFOLIO CONSULTANTS, INC. | Former SEC adviser | Nov 4, 2002 | Sep 21, 2017 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KBK CAPITAL MANAGEMENT, LLC | GULFCREST CAPITAL | Dec 22, 2021 | May 12, 2023 | 506 | Firm change after gap | Other |
| INDEPENDENT PORTFOLIO CONSULTANTS, INC. | ADVEST, INC. | Sep 21, 2017 | Mar 19, 2003 | -5,300 | Firm change after gap | Other |
| ADVEST, INC. | KBK CAPITAL MANAGEMENT, LLC | Jan 14, 2004 | Jan 12, 2018 | 5,112 | Firm change after gap | Other |