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K•• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

K•• C•••••• M••••••••• L••

CRD 288662

DELRAY BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a51c86d-f3ba-28f4-c0ed-a2c7a19dc1ee

Data as of Mar 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2017 to Mar 29, 2021
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $275,000Item 5.F on the latest filing (2021-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $275,000
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••• O••••••••• F•••• L•••	Hedge Fund	$288,000	Mar 29, 2021	3	Sep 21, 2017	reported	n/a
T•• I•••• O••••••••• F•••• L•••	Hedge Fund	$0

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• K••••• A•••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	11/2016	Sep 21, 2017	Mar 29, 2021
K•••••• B••••••	MANAGING MEMBER	C	yes	11/2016	Sep 21, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$275,000	$421,000	-34.7%	$325,000	-5.4%	2	4	0	0

Relationships

Advises (2)

→ T•• I•••• O••••••••• F•••• L•••Private fundHedge Fund, IA
Mar 13, 2018 to presentfactForm ADV
→ I•••• O••••••••• F•••• L•••Private fundHedge Fund, IA
Sep 21, 2017 to presentfactForm ADV

Controls (3)

← B•••• K••••• A•••OwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Sep 21, 2017 to presentfactForm ADV
← K•••••• B••••••

Dated events

Occurred
Sep 21, 2017
First Form ADV filing
K•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a51c86d-f3ba-28f4-c0ed-a2c7a19dc1ee
First observed: Sep 21, 2017
Last observed: Mar 29, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.