This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 25, 1992earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Nov 25, 1992

First registration

Sep 27, 2002

Dual registered

yes, broker-dealer

Other names

JOSEPH TURNER CASELLLE|JOE CASELLE

IAPD individual key

2277521

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a44ed90f-62a7-1c27-c6d0-9b2ea562ccd5

First observed

Sep 27, 2002

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.