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RIA / WealthAdvisorCertified Financial Planner17 years in industry

ERIC EUGENE NIERGARTH

Advisor at RETIREMENT ROADMAP FINANCIAL PLANNING

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:a45ac10e-d568-0eb0-ccdc-b6eb7b3e446a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT ROADMAP FINANCIAL PLANNING
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 18, 2010
First registration: Dec 23, 2013
Dual registered: no
IAPD individual key: 5548793

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT ROADMAP FINANCIAL PLANNING	State registered	Nov 4, 2022	n/a	yes	SAN DIEGO, CA	Current employment
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Jul 20, 2022	May 18, 2023	no	SARASOTA, FL\|San Diego, CA	Previous registration
ILLUMINATION WEALTH MANAGEMENT	Independent wealth	Apr 14, 2020	May 2, 2022	no	SAN DIEGO, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 23, 2013	Dec 10, 2018	no	SAN DIEGO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 23, 2013	Jul 15, 2019	no	San Diego, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|CHICAGO, IL\|JERSEY CITY, NJ\|JERSEY CITY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORIGIN INVESTMENT ADVISORY LLC	RETIREMENT ROADMAP FINANCIAL PLANNING	May 18, 2023	Nov 4, 2022	-195	Firm change after gap	RIA to state RIA
ILLUMINATION WEALTH MANAGEMENT	ORIGIN INVESTMENT ADVISORY LLC	May 2, 2022	Jul 20, 2022	79	Firm change	RIA to RIA
TD AMERITRADE, INC.	ILLUMINATION WEALTH MANAGEMENT	Jul 15, 2019	Apr 14, 2020	274	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 10, 2018	Dec 23, 2013	-1,813	Bulk transfer	Other

Relationships

Registered with (5)

→ RETIREMENT ROADMAP FINANCIAL PLANNINGRegistered adviserregistration: current employment
Nov 4, 2022 to presentfactForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Jul 20, 2022 to May 18, 2023factForm ADV
→ ILLUMINATION WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 14, 2020 to May 2, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 23, 2013 to Jul 15, 2019factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 23, 2013 to Dec 10, 2018factForm ADV

Dated events

Occurred
May 18, 2023
Advisor changed firm
Eric Eugene Niergarth left Origin Investment Advisory Llc for Retirement Roadmap Financial Planning (registered 2022-11-04)
Form ADVobserved 4 days ago
Occurred
May 2, 2022
Advisor changed firm
Eric Eugene Niergarth left Illumination Wealth Management for Origin Investment Advisory Llc (registered 2022-07-20)
Form ADVobserved 4 days ago