DFX Intelligence

N••••••• R••• P••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

N••••••• R••• P••

Advisor at H•••••••• P••••••• P•••••••

Paducah, KY | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:a47e8dfe-f81a-b995-528e-6a0e9d7c9ec5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 11, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Aug 21, 2024	n/a	yes	DOWNERS GROVE, IL\|Paducah, KY	Current employment
J••••••• • A••••••••• F•••••••• A•••••••• L••	Independent wealth	Dec 1, 2023	Jul 19, 2024	no	PADUCAH, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••••• • A••••••••• F•••••••• A•••••••• L••	H•••••••• P••••••• P•••••••	Jul 19, 2024	Aug 21, 2024	33	Firm change	RIA to RIA
K••••••• F•••••••• G••••• L••	J••••••• • A••••••••• F•••••••• A•••••••• L••	Dec 1, 2023	Dec 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
170201:312706:KY:2023-12-01	Dec 1, 2023	Dec 1, 2023	PADUCAH, KY	Firm change

Relationships

Registered with (3)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Aug 21, 2024 to presentfactForm ADV
→ J••••••• • A••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 1, 2023 to Jul 19, 2024factForm ADV
→ K••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Aug 11, 2023 to Dec 1, 2023factForm ADV

Dated events

Occurred
Jul 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a47e8dfe-f81a-b995-528e-6a0e9d7c9ec5
First observed: Aug 11, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.