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RIA / WealthAdvisorCertified Financial Planner21 years in industry

MICHAEL JAMES PETERSON

Advisor at INTEGRITY ALLIANCE, LLC

Scottsdale, AZ | URBANDALE, IA

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Search this name across graphsid dfx:ria:a48207cc-89b2-7218-3c08-31a8c042bc35

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 30, 2019
First registration: Dec 16, 2004
Dual registered: no
Other names: MICHAEL JAMES PETERSON|Michael Peterson|Mike Peterson
IAPD individual key: 4847843

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Jul 17, 2026	n/a	yes	Scottsdale, AZ\|URBANDALE, IA	Current employment
IMPACT WEALTH MANAGEMENT	State registered	Jul 25, 2023	Jul 6, 2026	no	SIOUX FALLS, SD\|Peoria, AZ	Previous registration
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Nov 13, 2019	Apr 25, 2023	no	Peoria, AZ\|CHICAGO, IL	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jun 23, 2006	Nov 27, 2007	no	SIOUX FALLS, SD\|HURON, SD	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 16, 2004	Jan 25, 2006	no	SIOUX FALLS, SD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IMPACT WEALTH MANAGEMENT	INTEGRITY ALLIANCE, LLC	Jul 6, 2026	Jul 17, 2026	11	Firm change	Other
BANKERS LIFE ADVISORY SERVICES, INC.	IMPACT WEALTH MANAGEMENT	Apr 25, 2023	Jul 25, 2023	91	Firm change	Ibd to state RIA
SAGEPOINT FINANCIAL, INC.	BANKERS LIFE ADVISORY SERVICES, INC.	Nov 27, 2007	Nov 13, 2019	4,369	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	SAGEPOINT FINANCIAL, INC.	Jan 25, 2006	Jun 23, 2006	149	Firm change	Other

Relationships

Registered with (5)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ IMPACT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 25, 2023 to Jul 6, 2026factForm ADV
→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 13, 2019 to Apr 25, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 23, 2006 to Nov 27, 2007factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 16, 2004 to Jan 25, 2006factForm ADV

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
Michael James Peterson left Impact Wealth Management for Integrity Alliance, Llc (registered 2026-07-17)
Form ADVobserved 6 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Michael James Peterson left Bankers Life Advisory Services, Inc. for Impact Wealth Management (registered 2023-07-25)
Form ADVobserved 6 days ago