DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael James Peterson

Integrity Alliance, LLCBD affiliatedScottsdale, Az IA-onlyIAPD 4847843

Certified Financial Planner

Feed of 09/15/2026

Also filed as Michael James Peterson

At current firm

0 y

since Jul 17, 2026

In the industry

21 y

since Dec 16, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Integrity Alliance, LLC BD affiliated current
since Jul 17, 2026 · Scottsdale, Az
Impact Wealth Management state registered
Jul 25, 2023 to Jul 6, 2026 · Sioux Falls, Sd
Bankers Life Advisory Services, Inc. BD affiliated
Nov 13, 2019 to Apr 25, 2023 · Peoria, Az
Sagepoint Financial, Inc. former
Jun 23, 2006 to Nov 27, 2007 · Sioux Falls, Sd
Wells Fargo Investments, LLC unclassified
Dec 16, 2004 to Jan 25, 2006 · Sioux Falls, Sd

Moves

a registration end followed by a registration begin elsewhere

Impact Wealth Management to Integrity Alliance, LLC
left Jul 6, 2026, registered Jul 17, 2026 (11 days) · Other
Bankers Life Advisory Services, Inc. to Impact Wealth Management
left Apr 25, 2023, registered Jul 25, 2023 (91 days) · Affiliated broker-dealer or bank to a state-registered adviser
Sagepoint Financial, Inc. to Bankers Life Advisory Services, Inc.
left Nov 27, 2007, registered Nov 13, 2019 (4369 days) · Other
Wells Fargo Investments, LLC to Sagepoint Financial, Inc.
left Jan 25, 2006, registered Jun 23, 2006 (149 days) · Other

Signals

Michael James Peterson left Impact Wealth Management for Integrity Alliance, Llc (registered 2026-07-17)
Jul 6, 2026 · Advisor changed firm · fact
Michael James Peterson left Bankers Life Advisory Services, Inc. for Impact Wealth Management (registered 2023-07-25)
Apr 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address