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Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| LADENBURG THALMANN ASSET MANAGEMENT INC | Other adviser | Jun 1, 2023 | Jun 5, 2023 | no | NEW YORK, NY | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Feb 22, 2018 | Jun 14, 2024 | no | LA VISTA, NE|Omaha, NE|La Vista, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | LADENBURG THALMANN ASSET MANAGEMENT INC | Jun 14, 2024 | Jun 1, 2023 | -379 | Channel change | Ibd to RIA |
| LADENBURG THALMANN ASSET MANAGEMENT INC | OSAIC WEALTH, INC. | Jun 5, 2023 | Jun 14, 2024 | 375 | Channel change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108604:23131:NY:2023-06-05 | Jun 5, 2023 | Jun 14, 2024 | NEW YORK, NY | Firm change |