DFX Intelligence

A•••••• P••••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

A•••••• P••••••• D•••

Advisor at T•••••••• I••••••••• M••••••••• I••

SANTA FE, NM

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Search this name across graphsid dfx:ria:a49530af-b2c0-6423-f94a-a0295ac57ff0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• I••••••••• M••••••••• I••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• I••••••••• M••••••••• I••	Asset manager	Nov 22, 2022	n/a	yes	SANTA FE, NM	Current employment
T•••••••• I••••••••• M••••••••• I••	Asset manager	Jun 24, 2019	Oct 15, 2021	no	SANTA FE, NM	Previous registration

Relationships

Registered with (1)

→ T•••••••• I••••••••• M••••••••• I••Registered adviserregistration: previous registration
Jun 24, 2019 to Oct 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a49530af-b2c0-6423-f94a-a0295ac57ff0
First observed: Jun 24, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.