D•••• H••••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | Mountain View, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a49f5650-62d6-05a7-8281-499ebc1fdc5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 23, 2025	n/a	yes	AUSTIN, TX\|Mountain View, CA	Current employment
S••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Nov 21, 2022	Oct 14, 2025	no	ST. LOUIS, MO\|Mountain View, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• A•••••••• L••	K••••• A••••••• S•••••••• L••	Oct 14, 2025	Sep 23, 2025	-21	Firm change	Ibd to ibd
W•••• F•••• A•••••••	S••••• I••••••••• A•••••••• L••	Nov 30, 2022	Nov 21, 2022

Relationships

Registered with (4)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 23, 2025 to presentfactForm ADV
→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 21, 2022 to Oct 14, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 8, 2016 to Nov 30, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Oct 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a49f5650-62d6-05a7-8281-499ebc1fdc5e
First observed: May 21, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.