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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

Charles Paul Walsh

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | Parker, CO

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Search this name across graphsid dfx:ria:a4a3136c-780b-bf17-a49d-24257ecfd6d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Feb 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 23, 1996
First registration: Feb 2, 2007
Dual registered: yes, broker-dealer
Other names: CHUCK WALSH|CHARLES P WALSH|CHARLES PAUL WALSH|Charles Walsh
IAPD individual key: 2832716

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 16, 2026	n/a	yes	Parker, CO\|GREENWOOD VILLAGE, CO	Current employment
ADAMS WEALTH ADVISORS	Independent wealth	Nov 16, 2025	Apr 1, 2026	no	LOGAN, UT	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 29, 2025	Sep 19, 2025	no	Parker, CO\|MINNEAPOLIS, MN	Previous registration
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Dec 6, 2018	Jul 16, 2025	no	GREENWOOD VILLAGE, CO	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Feb 2, 2007	Oct 30, 2017	no	DENVER, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADAMS WEALTH ADVISORS	EMPOWER ADVISORY GROUP, LLC	Apr 1, 2026	Apr 16, 2026	15	Firm change	RIA to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	ADAMS WEALTH ADVISORS	Sep 19, 2025	Nov 16, 2025	58	Firm change	Ibd to RIA
EMPOWER ADVISORY GROUP, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jul 16, 2025	Aug 29, 2025	44	Firm change	Ibd to ibd
ADVICE AND PLANNING SERVICES	EMPOWER ADVISORY GROUP, LLC	Oct 30, 2017	Dec 6, 2018	402	Firm change after gap	Other

Relationships

Registered with (4)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Dec 6, 2018 to Jul 16, 2025factForm ADV
→ ADAMS WEALTH ADVISORSRegistered adviserregistration: previous registration
Nov 16, 2025 to Apr 1, 2026factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 29, 2025 to Sep 19, 2025factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Feb 2, 2007 to Oct 30, 2017factForm ADV

Dated events

Occurred
Apr 1, 2026
Advisor changed firm
Charles Paul Walsh left Adams Wealth Advisors for Empower Advisory Group, Llc (registered 2026-04-16)
Form ADVobserved 4 days ago
Occurred
Sep 19, 2025
Advisor changed firm
Charles Paul Walsh left Thrivent Investment Management Inc. for Adams Wealth Advisors (registered 2025-11-16)
Form ADVobserved 4 days ago
Occurred
Jul 16, 2025
Advisor changed firm
Charles Paul Walsh left Empower Advisory Group, Llc for Thrivent Investment Management Inc. (registered 2025-08-29)
Form ADVobserved 4 days ago