DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• P••• W••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 2832716

Certified Financial Planner

Feed of 09/14/2026

Also filed as Chuck Walsh

At current firm

0 y

since Apr 16, 2026

In the industry

29 y

since Dec 23, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Apr 16, 2026 · Parker, Co
A•••• W••••• A••••••• independent RIA
Nov 16, 2025 to Apr 1, 2026 · Logan, Ut
T••••••• I••••••••• M••••••••• I••• BD affiliated
Aug 29, 2025 to Sep 19, 2025 · Parker, Co
E•••••• A••••••• G••••• L•• BD affiliated
Dec 6, 2018 to Jul 16, 2025 · Greenwood Village, Co
A••••• A•• P••••••• S••••••• BD affiliated
Feb 2, 2007 to Oct 30, 2017 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

A•••• W••••• A••••••• to E•••••• A••••••• G••••• L••
left Apr 1, 2026, registered Apr 16, 2026 (15 days) · RIA to affiliated broker-dealer or bank
T••••••• I••••••••• M••••••••• I••• to A•••• W••••• A•••••••
left Sep 19, 2025, registered Nov 16, 2025 (58 days) · Affiliated broker-dealer or bank to independent RIA
E•••••• A••••••• G••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Jul 16, 2025, registered Aug 29, 2025 (44 days) · Affiliated broker-dealer or bank to another
A••••• A•• P••••••• S••••••• to E•••••• A••••••• G••••• L••
left Oct 30, 2017, registered Dec 6, 2018 (402 days) · Other

Signals

C•••••• P••• W•••• left A•••• W••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2026-04-16)
Apr 1, 2026 · Advisor changed firm · fact
C•••••• P••• W•••• left T••••••• I••••••••• M••••••••• I••• for A•••• W••••• A••••••• (registered 2025-11-16)
Sep 19, 2025 · Advisor changed firm · fact
C•••••• P••• W•••• left E•••••• A••••••• G••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2025-08-29)
Jul 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address