DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••• A•••••••• L••
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••• A•••••••• L•• | Independent wealth | Oct 30, 2024 | n/a | yes | NAPLES, FL | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Feb 13, 2013 | Oct 8, 2024 | no | NAPLES, FL|Naples, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | I••••••• A•••••••• L•• | Oct 8, 2024 | Oct 30, 2024 | 22 | Firm change | Ibd to new firm |
| M••••• K••••• • C••••••• L•• | R•••••• J•••• • A••••••••• I••• | Feb 13, 2013 | Feb 13, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:332883:FL:2024-10-02 | Oct 8, 2024 | Oct 30, 2024 | NAPLES, FL | Firm change |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Jan 17, 2006 | Feb 13, 2013 | no | NAPLES, FL|BONITA SPRINGS, FL | Previous registration |
| L••• M•••• W••• W•••••• I••••••••• | n/a | Jan 22, 1998 | Jan 25, 2006 | no | NAPLES, FL|BONITA SPRINGS, FL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| L••• M•••• W••• W•••••• I••••••••• | M••••• K••••• • C••••••• L•• | Jan 25, 2006 | Jan 17, 2006 | -8 | Firm change | Other |