DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K••••••• B••••• L••••

I••••••• A•••••••• L••independent RIANaples, FlIA-onlyIAPD 2659762

Feed of 09/14/2026

Also filed as Bart L••••

At current firm

1 y

since Oct 30, 2024

In the industry

30 y

since Sep 20, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••• A•••••••• L•• independent RIA current
since Oct 30, 2024 · Naples, Fl
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Oct 8, 2024 · Naples, Fl
M••••• K••••• • C••••••• L•• former
Jan 17, 2006 to Feb 13, 2013 · Naples, Fl
L••• M•••• W••• W•••••• I••••••••• unclassified
Jan 22, 1998 to Jan 25, 2006 · Naples, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to I••••••• A•••••••• L••
left Oct 8, 2024, registered Oct 30, 2024 (22 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
L••• M•••• W••• W•••••• I••••••••• to M••••• K••••• • C••••••• L••
left Jan 25, 2006, registered Jan 17, 2006 (-8 days) · Other

Signals

K••••••• B••••• L•••• left R•••••• J•••• • A••••••••• I••• for I••••••• A•••••••• L•• (registered 2024-10-30)
Oct 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address