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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

LUPA RIA INVESTMENT MANAGEMENT LLC

CRD 314819

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4d96f15-7789-f758-b6fd-540a0afffa01

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 3
On other graphs: 2
Observed: Nov 16, 2021 to Mar 31, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Lupa Ria Investment Management LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Lupa Ria Investment Management LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 8
Private funds: 6Schedule D 7.B(1)
Custody, client assets: $2.2B
SEC number: 801-122892
CRD: 314819
Filings on the tape: 8
First filed: Nov 16, 2021
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: lupasystems.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LUPA INVESTMENT HOLDINGS, LP	Private Equity Fund	$640M	Mar 28, 2024	2	Mar 31, 2022	reported	n/a
LUPA T HOLDINGS SPV, LLC	Private Equity Fund	$26.6M	Mar 28, 2024	2	Mar 31, 2022	reported	n/a
LUPA EQ HOLDINGS LLC	Hedge Fund	$17.0M	Mar 28, 2024	1	Mar 31, 2022	reported	n/a
LUPA J HOLDINGS II, LLC	Private Equity Fund	$4.9M	Mar 31, 2022	2	Mar 31, 2022	dropped	n/a
LUPA CO-INVESTMENT PARTNERS, LP	Private Equity Fund	$4.6M	Mar 28, 2024	12	Mar 30, 2023	reported	n/a
LUPA M HOLDINGS, LLC	Private Equity Fund	$2.5M	Mar 28, 2024	2	Mar 31, 2022	reported	n/a
LUPA J HOLDINGS LLC	Private Equity Fund	$830,927	Mar 28, 2024	2	Mar 31, 2022	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Angelo, Jesse, Michael	Trustee	F	yes	12/2019	Nov 16, 2021	Mar 28, 2024
JP MORGAN CHASE, N.A.	Trustee	F	yes	12/2019	Nov 16, 2021	Mar 28, 2024
LUPA INVESTMENT MANAGEMENT LLC	SOLE MEMBER	E	yes	04/2021	Nov 16, 2021	Mar 28, 2024
LUPA INVESTMENT TRUST	SOLE MEMBER	E	yes	01/2022	Nov 16, 2021	Mar 28, 2024
Murdoch, James, Rupert	CHIEF EXECUTIVE OFFICER	Na	yes	04/2021	Nov 16, 2021	Mar 28, 2024
Palker, Jeffrey, Edward	MANGING PARTNER AND GENERAL COUNSEL	Na	yes	04/2021	Nov 16, 2021	Mar 28, 2024
Palker, Jeffrey, Edward	Trustee	F	yes	12/2019	Nov 16, 2021	Mar 28, 2024
Gunasekaran, Gayathri	CHIEF COMPLIANCE OFFICER	Na	no	03/2023	Mar 30, 2023	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASIA INITIATIVES PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
LUPA INVESTMENT MANAGEMENT LLC	n/a	n/a	n/a	Y	no	n/a
LUPA SYSTEMS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$2.2B	$1.0B	12	9	6	n/a
2024	Mar 31, 2025	$1.7B	$689M	12	9	5	n/a
2023	Mar 28, 2024	$1.7B	$666M	10	9	6	$692M
2022	Mar 30, 2023	$1.6B	$722M	12	11	6	$757M
2021	Mar 31, 2022	$1.3B	$747M	14	13	6	$747M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$1.7B	29.5%	$1.6B	11.5%	12	12	0	0

Relationships

Advises (7)

→ LUPA J HOLDINGS LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ LUPA EQ HOLDINGS LLCPrivate fundHedge Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ LUPA M HOLDINGS, LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ LUPA INVESTMENT HOLDINGS, LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ LUPA CO-INVESTMENT PARTNERS, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ LUPA T HOLDINGS SPV, LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ LUPA J HOLDINGS II, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2022 to Mar 31, 2022factForm ADV

Owns (1)

← Gunasekaran, GayathriOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2023 to Mar 28, 2024factForm ADV

Controls (6)

← Murdoch, James, RupertOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 16, 2021 to Mar 28, 2024factForm ADV
← Palker, Jeffrey, EdwardOwnerTRUSTEE, ownership code F, individual
Nov 16, 2021 to Mar 28, 2024factForm ADV
← Angelo, Jesse, MichaelOwnerTRUSTEE, ownership code F, individual
Nov 16, 2021 to Mar 28, 2024factForm ADV
← JP MORGAN CHASE, N.A.OwnerTRUSTEE, ownership code F, domestic entity
Nov 16, 2021 to Mar 28, 2024factForm ADV
← LUPA INVESTMENT MANAGEMENT LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Nov 16, 2021 to Mar 28, 2024factForm ADV
← LUPA INVESTMENT TRUSTOwnerSOLE MEMBER, ownership code E, domestic entity
Nov 16, 2021 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Lupa Ria Investment Management Llc reported RAUM $2.2B, up 29% from $1.7B (2025-03-31 to 2026-03-31)
Form ADVobserved 6 days ago
$499M
Occurred
Mar 31, 2022
Control person left
T Eleni Lionaki (Partner) no longer on Schedule A of Lupa Ria Investment Management Llc (listed 2021-11-16, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Nov 16, 2021
First Form ADV filing
Lupa Ria Investment Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4d96f15-7789-f758-b6fd-540a0afffa01
First observed: Nov 16, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LUPA RIA INVESTMENT MANAGEMENT LLC

CRD 314819

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4d96f15-7789-f758-b6fd-540a0afffa01

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LUPA INVESTMENT HOLDINGS, LP

Private Equity Fund

$640M

Mar 28, 2024

Mar 31, 2022

reported

n/a

LUPA T HOLDINGS SPV, LLC

Private Equity Fund

$26.6M

Mar 28, 2024

Mar 31, 2022

reported

n/a

LUPA EQ HOLDINGS LLC

Hedge Fund

$17.0M

Mar 28, 2024

Mar 31, 2022

reported

n/a

LUPA J HOLDINGS II, LLC

Private Equity Fund

$4.9M

Mar 31, 2022

dropped

n/a

LUPA CO-INVESTMENT PARTNERS, LP

Private Equity Fund

$4.6M

Mar 28, 2024

Mar 30, 2023

reported

n/a

LUPA M HOLDINGS, LLC

Private Equity Fund

$2.5M

Mar 28, 2024

Mar 31, 2022

reported

n/a

LUPA J HOLDINGS LLC

Private Equity Fund

$830,927

Mar 28, 2024

Mar 31, 2022

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Angelo, Jesse, Michael

Trustee

yes

12/2019

Nov 16, 2021

Mar 28, 2024

JP MORGAN CHASE, N.A.

Trustee

yes

12/2019

Nov 16, 2021

Mar 28, 2024

LUPA INVESTMENT MANAGEMENT LLC

SOLE MEMBER

yes

04/2021

Nov 16, 2021

Mar 28, 2024

LUPA INVESTMENT TRUST

SOLE MEMBER

yes

01/2022

Nov 16, 2021

Mar 28, 2024

Murdoch, James, Rupert

CHIEF EXECUTIVE OFFICER

yes

04/2021

Nov 16, 2021

Mar 28, 2024

Palker, Jeffrey, Edward

MANGING PARTNER AND GENERAL COUNSEL

yes

04/2021

Nov 16, 2021

Mar 28, 2024

Palker, Jeffrey, Edward

Trustee

yes

12/2019

Nov 16, 2021

Mar 28, 2024

Gunasekaran, Gayathri

CHIEF COMPLIANCE OFFICER

03/2023

Mar 30, 2023

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASIA INITIATIVES PTE. LTD.

n/a

yes

n/a

LUPA INVESTMENT MANAGEMENT LLC

n/a

LUPA SYSTEMS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.2B

$1.0B

n/a

2024

Mar 31, 2025

$1.7B

$689M

n/a

2023

Mar 28, 2024

$1.7B

$666M

$692M

2022

Mar 30, 2023

$1.6B

$722M

$757M

2021

Mar 31, 2022

$1.3B

$747M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.2B

$1.7B

29.5%

$1.6B

11.5%