DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• R•• I••••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 16, 2021 · 8 filings
SEC status approved since Dec 15, 2021
RAUM
$2.2B
reported, Item 5.F
Discretionary
47%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$2.2B as of Mar 31, 2026
Mar 31, 2022$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)12 as of Mar 31, 2026
Mar 31, 202214 then
Private funds6 as of Mar 31, 2026
Mar 31, 20226 then
RAUM +29% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $274MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 47%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.2B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.2B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• I••••••••• H•••••••• L• | Private Equity Fund | $640M | 2 | Mar 31, 2022 |
| L••• T• H••••••• S••• L•• | Private Equity Fund | $26.6M | 2 | Mar 31, 2022 |
| L••• E• H••••••• L•• | Hedge Fund | $17.0M | 1 | Mar 31, 2022 |
| L••• J• H••••••• I•• L••no longer reported | Private Equity Fund | $4.9M | 2 | Mar 31, 2022 |
| L••• C••••••••• P•••••••• L• | Private Equity Fund | $4.6M | 12 | Mar 30, 2023 |
| L••• M• H•••••••• L•• | Private Equity Fund | $2.5M | 2 | Mar 31, 2022 |
| L••• J• H••••••• L•• | Private Equity Fund | $830,927 | 2 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• J••••• R••••• · Chief Executive Officercontrolsince 04/2021 · owns less than 5%
- P•••••• J••••••• E••••• · Manging Partner And General Counselcontrolsince 04/2021 · owns less than 5%
- A•••••• J••••• M•••••• · Trusteecontrolsince 12/2019 · owns F of L••• I••••••••• T••••
- P•••••• J••••••• E••••• · Trusteecontrolsince 12/2019 · owns F of L••• I••••••••• T••••
- G••••••••• G••••••• · Chief Compliance Officersince 03/2023 · owns less than 5%
Entity owners
- L••• I••••••••• M••••••••• L•• · Sole Memberdirect · owns 75% or more
- J• M••••• C••••• N••• · Trusteeindirect · owns F of L••• I••••••••• T••••
- L••• I••••••••• T•••• · Sole Memberindirect · owns 75% or more of L••• I••••••••• M••••••••• L••
Related persons
Schedule D 7.A
- A••• I••••••••• P••• L•••investment adviserpooled vehicle sponsorn
- L••• I••••••••• M••••••••• L••investment adviserpooled vehicle sponsory
- L••• S•••••• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 8Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 8Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $1.6B to $2.2BMar 31, 2025 to Mar 31, 2026
- Private funds · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $689M to $1.0BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.0B to $1.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $2.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.7B to $2.2BMar 31, 2025 to Mar 31, 2026
- Related adviser · true to falseMar 31, 2025 to Mar 31, 2026
- Accounts · 8 to 7Feb 10, 2025 to Mar 31, 2025
- Pooled vehicle clients · 8 to 7Feb 10, 2025 to Mar 31, 2025
- Assets in custody · $1.6B to $1.6BFeb 10, 2025 to Mar 31, 2025
- Employees · 10 to 12Feb 10, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 10, 2025 to Mar 31, 2025
- Private funds · 6 to 5Feb 10, 2025 to Mar 31, 2025
- Discretionary RAUM · $666M to $689MFeb 10, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $1.0B to $1.0BFeb 10, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $1.7B to $1.7BFeb 10, 2025 to Mar 31, 2025
- RAUM · $1.7B to $1.7BFeb 10, 2025 to Mar 31, 2025
- Advisory employees · 11 to 9Jun 1, 2023 to Mar 28, 2024
- Assets in custody · $1.0B to $1.6BJun 1, 2023 to Mar 28, 2024
- Employees · 12 to 10Jun 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $724M to $666MJun 1, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $993M to $1.0BJun 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.7B to $1.7BJun 1, 2023 to Mar 28, 2024
- RAUM · $1.7B to $1.7BJun 1, 2023 to Mar 28, 2024
- Assets in custody · $1.0B to $1.0BMar 30, 2023 to Jun 1, 2023
- Discretionary RAUM · $722M to $724MMar 30, 2023 to Jun 1, 2023
- Non-discretionary RAUM · $858M to $993MMar 30, 2023 to Jun 1, 2023
- Pooled vehicle RAUM · $1.6B to $1.7BMar 30, 2023 to Jun 1, 2023
- RAUM · $1.6B to $1.7BMar 30, 2023 to Jun 1, 2023
- Advisory employees · 13 to 11Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $740M to $1.0BMar 31, 2022 to Mar 30, 2023
- Employees · 14 to 12Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $747M to $722MMar 31, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $575M to $858MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.3B to $1.6BMar 31, 2022 to Mar 30, 2023
- RAUM · $1.3B to $1.6BMar 31, 2022 to Mar 30, 2023
- Related adviser · false to trueMar 31, 2022 to Mar 30, 2023
- Accounts · 0 to 8Nov 16, 2021 to Mar 31, 2022
Signals
3 dated events
- L••• R•• I••••••••• M••••••••• L•• reported RAUM $2.2B, up 29% from $1.7B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- T Eleni Lionaki (Partner) no longer on Schedule A of L••• R•• I••••••••• M••••••••• L•• (listed 2021-11-16, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- L••• R•• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 16, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••• R•• I••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L••• R•• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-433-4751reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026