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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)31 years in industry

CHRISTOPHER RANJO RAFANAN

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | ROSEVILLE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Nov 16, 1994
First registration: Feb 21, 2002
Dual registered: yes, broker-dealer
Other names: CHRIS RAFANAN|CHRISTOPHER RANJO RAFANAN|CHRISTOPHER RAFANAN
IAPD individual key: 2552673

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 26, 2026	n/a	yes	ST. LOUIS, MO\|ROSEVILLE, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 26, 2026	n/a	yes	ROSEVILLE, CA\|ST. LOUIS, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	Mar 13, 2026	no	CITRUS HEIGHTS, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Aug 21, 2020	May 15, 2025	no	CITRUS HEIGHTS, CA\|Citrus Heights, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Feb 21, 2002	Aug 28, 2020	no	MADISON, WI\|WAVERLY, IA\|ALEXANDRIA, VA\|Fort Worth, TX\|ALEXANDRIA, VA\|GRANITE BAY, CA\|LA CENTER, WA\|ROSEVILLE, CA\|GREENSBORO, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Mar 13, 2026	Mar 26, 2026	13	Firm change	Ibd to wirehouse
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	CUSO FINANCIAL SERVICES, L.P.	Aug 28, 2020	Aug 21, 2020	-7	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 15, 2025 to Mar 13, 2026factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Aug 21, 2020 to May 15, 2025factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Feb 21, 2002 to Aug 28, 2020factForm ADV

Dated events

Occurred
Mar 13, 2026
Advisor changed firm
Christopher Ranjo Rafanan left Lpl Financial Llc for Wells Fargo Advisors (registered 2026-03-26)
Form ADVobserved 5 days ago