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RIA / WealthAdvisorCertified Financial Planner22 years in industry

JOSEPH ROBERT CUMMINGS

Advisor at CREATIVE PLANNING

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:a4de9aa4-5e47-bf80-a294-81c1b03bb08a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CREATIVE PLANNING
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 17, 2003
First registration: Jun 13, 2005
Dual registered: no
Other names: JOE CUMMINGS
IAPD individual key: 4726478

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CREATIVE PLANNING	Independent wealth	Jul 5, 2018	n/a	yes	OVERLAND PARK, KS	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Sep 17, 2012	Apr 4, 2018	no	LAWRENCE, KS\|OVERLAND PARK, KS	Previous registration
J.P. MORGAN INSTITUTIONAL INVESTMENTS	Former SEC adviser	Jan 12, 2011	Dec 31, 2011	no	KANSAS CITY, MO\|ENGLEWOOD, CO\|OVERLAND PARK, KS	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 13, 2009	Dec 31, 2010	no	OVERLAND PARK, KS	Previous registration
J.P. MORGAN INSTITUTIONAL INVESTMENTS	Former SEC adviser	Jun 27, 2006	Jul 2, 2007	no	KANSAS CITY, MO	Previous registration
AMERICAN CENTURY ADVISORY SERVICES, INC.	Former SEC adviser	Jun 13, 2005	Dec 13, 2005	no	KANSAS CITY, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	CREATIVE PLANNING	Apr 4, 2018	Jul 5, 2018	92	Firm change	Ibd to RIA
J.P. MORGAN INSTITUTIONAL INVESTMENTS	ADVICE AND PLANNING SERVICES	Dec 31, 2011	Sep 17, 2012	261	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN INSTITUTIONAL INVESTMENTS	Dec 31, 2010	Jan 12, 2011	12	Firm change	Other
J.P. MORGAN INSTITUTIONAL INVESTMENTS	CHASE INVESTMENT SERVICES CORP.	Jul 2, 2007	Jan 13, 2009	561	Firm change after gap	Other
AMERICAN CENTURY ADVISORY SERVICES, INC.	J.P. MORGAN INSTITUTIONAL INVESTMENTS	Dec 13, 2005	Jun 27, 2006	196	Firm change	Other

Relationships

Registered with (5)

→ CREATIVE PLANNINGRegistered adviserregistration: current employment
Jul 5, 2018 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 17, 2012 to Apr 4, 2018factForm ADV
→ J.P. MORGAN INSTITUTIONAL INVESTMENTSRegistered adviserregistration: previous registration
Jan 12, 2011 to Dec 31, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 13, 2009 to Dec 31, 2010factForm ADV
→ AMERICAN CENTURY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 13, 2005 to Dec 13, 2005factForm ADV

Dated events

No dated event names this entity yet.