DFX Intelligence

A••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

A••••• A••••••• L••

CRD 315952

MIAMI, FL

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Search this name across graphsid dfx:ria:a4e2367a-96d6-a244-7e69-557b6701b641

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 5
On other graphs: 1
Observed: Sep 22, 2021 to Mar 18, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L•• W••••• A••••••• L••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.38 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $597M
Private client RAUM: $770Mderived••• Locked
Private client share: 38%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $184Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F•••• M••••• S•••••	n/a	MIAMI, FL	4	23	4	no
R••••• I•••• D• I••••	n/a	MIAMI, FL	3	16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• S•••••••• A••••••	MANAGING PARTNER	Na	yes	04/2025	Mar 18, 2026	Mar 18, 2026
F• S••••• L••	Shareholder	C	yes	01/2023	Mar 18, 2026	Mar 18, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•• A•••• M••••••••• S•	n/a	n/a	n/a	N	yes	n/a
L•• C••••••• S•••••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Lima	n/a	Peru	2	no
BUENOS AIRES	n/a	Argentina	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$1.6B	24.0%	$1.2B	19.2%	11	14	3	3

Relationships

Registered with (12)

← C••••• A•••••• P••••••• P••••Advisorregistration: previous registration
Mar 21, 2024 to Dec 31, 2024factForm ADV
← M•••••• N•••••• D• C•••••Advisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← A•••••• F••••••••Advisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← M•••• A••••• M••••• S••• V•••••

Dated events

Occurred
Dec 31, 2024
A•••••• departure
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 9, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.1B
Occurred
Mar 9, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 9, 2023
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4e2367a-96d6-a244-7e69-557b6701b641
First observed: Sep 22, 2021
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.