DFX Intelligence

F•••• M••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

F•••• M••••• S•••••

Advisor at A••••• A••••••• L••

MIAMI, FL

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Search this name across graphsid dfx:ria:0d7ec72e-f1ee-1252-90e3-44de1fc3bd3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A••••••• L••	Mixed wealth	Apr 22, 2022	n/a	yes	MIAMI, FL	Current employment
A••••• A••••••• L••	Mixed wealth	Apr 22, 2022	Dec 31, 2024	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• S••••• S••••••••• •••• L••	A••••• A••••••• L••	Jun 1, 2015	Apr 22, 2022	2,517	Firm change after gap	Other
P••••••• L••	C••••• S••••• S••••••••• •••• L••	Jan 17, 2003	Jan 17, 2003

Relationships

Registered with (3)

→ A••••• A••••••• L••Registered adviserregistration: previous registration
Apr 22, 2022 to Dec 31, 2024factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Jun 11, 2010 to Jun 1, 2015factForm ADV
→ P••••••• L••Registered adviserregistration: previous registration
Dec 16, 2002 to Jan 17, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d7ec72e-f1ee-1252-90e3-44de1fc3bd3a
First observed: Dec 16, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.