DFX Intelligence

P••• W••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industryNot currently registered

P••• W••••• F•••••

Advisor at C••••••• A••••••• P•••••••• L••

SPOKANE, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Nov 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A••••••• P•••••••• L••	Independent wealth	Mar 5, 2025	n/a	yes	SPOKANE, WA	Current employment
A•••••••• F•••• M••••••••• L••	Asset manager	Feb 20, 2023	Mar 6, 2025	no	Kirkwood, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• F•••• M••••••••• L••	C••••••• A••••••• P•••••••• L••	Mar 6, 2025	Mar 5, 2025	-1	Firm change	Other
E••••• J••••	A•••••••• F•••• M••••••••• L••	May 24, 2022	Feb 20, 2023

Relationships

Registered with (3)

→ C••••••• A••••••• P•••••••• L••Registered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ A•••••••• F•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 20, 2023 to Mar 6, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 2, 2010 to May 24, 2022factForm ADV

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
6 Mar 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
24 May 2022
Advisor changed firm
••• Locked
Form ADV

Show 1 bookkeeping event

First seen by DFX
Sep 16, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 2, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.