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RIA / WealthPrivate fundother private fund3(c)(1)dropped

HCI

advised by EMPERY ASSET MANAGEMENT, LP

New Jersey, United States

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Search this name across graphsid dfx:ria:a4fdfc5e-494e-ff53-93c5-8685d4fd0824

Data as of Sep 4, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: May 31, 2012 to Sep 4, 2013
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Hci

Venture fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: EMPERY ASSET MANAGEMENT, LPCRD 148180
Fund type: FAMILY OFFICE
Latest reported GAV: $1.3Bgross asset value on Schedule D 7.B(1), as of 2013-09-04; never fund size
Peak reported GAV: $1000000B
Beneficial owners: 5
Minimum investment: $1000000B
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Organised in: New Jersey, United States
First reported: May 31, 2012
Last reported: Sep 4, 2013fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 4
Fund id: 805-4706048678

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Sep 4, 2013	$1.3B	5	$1000000B	0.0%	yes	Hci
Mar 28, 2013	$1.3B	5	$1000000B	0.0%	yes	Hci
Oct 26, 2012	$1.3B	5	$1000000B	0.0%	yes	Hci
May 31, 2012	$1000000B	5	$1000000B	0.0%	yes	Hci

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
JEFFERIES LLC	JEFFERIES LLC	NEW YORK	New York	United States	no	8-15074

Relationships

Advises (1)

← EMPERY ASSET MANAGEMENT, LPRegistered adviserOther Private Fund, ERA, no longer reported
May 31, 2012 to Sep 4, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4fdfc5e-494e-ff53-93c5-8685d4fd0824
First observed: May 31, 2012
Last observed: Sep 4, 2013 158 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HCI

advised by EMPERY ASSET MANAGEMENT, LP

New Jersey, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4fdfc5e-494e-ff53-93c5-8685d4fd0824

Data as of Sep 4, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Sep 4, 2013

$1.3B

$1000000B

0.0%

yes

Hci

Mar 28, 2013

$1.3B

$1000000B

0.0%

yes

Hci

Oct 26, 2012

$1.3B

$1000000B

0.0%

yes

Hci

May 31, 2012

$1000000B

0.0%

yes

Hci

Custodian

Legal name

City

State

Country

Related person

SEC number

JEFFERIES LLC

NEW YORK

New York

United States

8-15074