DFX Intelligence

E••••• A•••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

E••••• A•••• M••••••••• L•

CRD 148180

NEW YORK CITY, NY

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Search this name across graphsid dfx:ria:d62122b5-8c24-6635-717f-c970da91365b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 3
On other graphs: 2
Observed: Jun 28, 2021 to Mar 31, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

E••••• A•••• M••••••••• L•

Venture manager · shared crd

Private Creditidentity

E••••• A•••• M••••••••• L•

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $262M••• Locked
Discretionary RAUM: $262M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••	Other Private Fund	$1.3B	Sep 4, 2013	5	May 31, 2012	dropped	n/a
E••••• A•••• M•••••• L••	Hedge Fund	$140M	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• B••••• S•••••	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	Na	yes	10/2014	Jun 28, 2021	Mar 29, 2024
E••••• A• G•• L••	GENERAL PARTNER	Na	yes	02/2008	Jun 28, 2021	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$262M	$171M	53.7%	$195M	10.4%	6	7	0	1

Relationships

Advises (10)

→ E••••• T•• E•••••••• I••• L•Private fundHedge Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ E••••• D••• O••••••••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ E••••• T•• E••••••••• L•Private fundHedge Fund, IA
Mar 20, 2014 to presentfactForm ADV
→ E••••• A•••• M•••••• L••Private fund

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-179M
Occurred
Mar 29, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-196M
Occurred
Jun 28, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d62122b5-8c24-6635-717f-c970da91365b
First observed: Jun 28, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.