DFX Intelligence

S••• E•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S••• E•••• H•••••••••

Advisor at D•••••••• W••••• M••••••••• L••

Sitka, AK | SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:a5063dfa-b0d7-a157-fa67-89e49c45942b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 17, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M••••••••• L••	Independent wealth	Mar 13, 2025	n/a	yes	SOUTH JORDAN, UT\|Sitka, AK	Current employment
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 12, 2023	Mar 13, 2025	no	SITKA, AK\|SOUTH JORDAN, UT\|SITKA, AK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• A••••••• S•••••••• L••	D•••••••• W••••• M••••••••• L••	Mar 13, 2025	Mar 13, 2025	0	Firm change	Ibd to RIA
E••••• J••••	D•••••••• A••••••• S•••••••• L••	Dec 13, 2023	Dec 12, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
326060:329878:UT:2025-03-11	Mar 13, 2025	Mar 13, 2025	SOUTH JORDAN, UT	Firm change

Relationships

Registered with (3)

→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 13, 2025 to presentfactForm ADV
→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 12, 2023 to Mar 13, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Dec 17, 2019 to Dec 13, 2023factForm ADV

Dated events

Occurred
Mar 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5063dfa-b0d7-a157-fa67-89e49c45942b
First observed: Dec 17, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.