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RIA / WealthAdvisorCertified Financial Planner14 years in industry

LORI DELYNN RUSSELL

Advisor at SUMMITRY, LLC

Pasadena, CA | FOSTER CITY, CA

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Search this name across graphsid dfx:ria:a507a0b2-e431-0a74-7863-2088c0faf592

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMITRY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 28, 2011
First registration: Sep 29, 2011
Dual registered: no
Other names: LORI DELYNN BIRK|DELYNN RUSSELL
IAPD individual key: 5947659

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMITRY, LLC	Independent wealth	Mar 6, 2026	n/a	yes	FOSTER CITY, CA\|Pasadena, CA	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Oct 6, 2014	Oct 3, 2017	no	LOS ANGELES, CA	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Aug 28, 2013	Oct 10, 2014	no	ENCINO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Aug 3, 2012	Jun 7, 2013	no	PASADENA, CA	Previous registration
WADDELL & REED	Former SEC adviser	Sep 29, 2011	Jan 24, 2012	no	PASADENA, CA\|LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	SUMMITRY, LLC	Oct 3, 2017	Mar 6, 2026	3,076	Firm change after gap	Other
HSBC SECURITIES (USA) INC.	D.A. DAVIDSON & CO.	Oct 10, 2014	Oct 6, 2014	-4	Firm change	Other
MORGAN STANLEY	HSBC SECURITIES (USA) INC.	Jun 7, 2013	Aug 28, 2013	82	Firm change	Other
WADDELL & REED	MORGAN STANLEY	Jan 24, 2012	Aug 3, 2012	192	Firm change	Other

Relationships

Registered with (5)

→ SUMMITRY, LLCRegistered adviserregistration: current employment
Mar 6, 2026 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Oct 6, 2014 to Oct 3, 2017factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Aug 28, 2013 to Oct 10, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 3, 2012 to Jun 7, 2013factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Sep 29, 2011 to Jan 24, 2012factForm ADV

Dated events

No dated event names this entity yet.