RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• D••••• R••••••
- S•••••••• L•• independent RIA currentsince Mar 6, 2026 · Foster City, Ca
- D••• D••••••• • C•• independent RIAOct 6, 2014 to Oct 3, 2017 · Los Angeles, Ca
- H••• S••••••••• •••• I••• BD affiliatedAug 28, 2013 to Oct 10, 2014 · Encino, Ca
- M••••• S•••••• wirehouseAug 3, 2012 to Jun 7, 2013 · Pasadena, Ca
- W•••••• • R••• formerSep 29, 2011 to Jan 24, 2012 · Pasadena, Ca
- D••• D••••••• • C•• to S•••••••• L••left Oct 3, 2017, registered Mar 6, 2026 (3076 days) · Other
- H••• S••••••••• •••• I••• to D••• D••••••• • C••left Oct 10, 2014, registered Oct 6, 2014 (-4 days) · Other
- M••••• S•••••• to H••• S••••••••• •••• I•••left Jun 7, 2013, registered Aug 28, 2013 (82 days) · Other
- W•••••• • R••• to M••••• S••••••left Jan 24, 2012, registered Aug 3, 2012 (192 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address