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G• O••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

G• O••• A••••••• L••

CRD 289425

CHICAGO, IL

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Search this name across graphsid dfx:ria:a508c47b-cde8-078c-b76f-935ddd11c8c0

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 142
Dated events: 5
On other graphs: 1
Observed: Aug 7, 2017 to Aug 28, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

G• O••• A••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=23.0
Regulatory AUM: $124BItem 5.F on the latest filing (2026-08-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $124B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 118

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•• H• F•••	Hedge Fund	$28B	Mar 30, 2024	16	Feb 23, 2022	reported	n/a
G•• M••••• H•••••••• L•	Hedge Fund	$19B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•• 2••• P•• L••	Member	C	yes	01/2014	Aug 7, 2017	Mar 30, 2024
F•••••••• D••••	Trustee	F	yes	01/2014	Aug 7, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G• A••••••• L••	n/a	ASSET_M••••••	$178B	N	yes	n/a
G•• M••••• H••••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	110	no
Chicago	IL	United States	77	no
ST. THOMAS	Vi	United States	20	no
Huntersville	Nc	United States	15	no
Toronto	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$124B	$118B	5.1%	$94B	9.9%	1,087	988	10	9

Relationships

showing 80 of 142

Affiliated with (2)

→ G• A••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← G• A••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (78)

→ GCP CLO WAREHOUSE MU 2023, LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2024 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2022
Regulatory AUM changed
G• O••• A••••••• L•• reported RAUM $75.0B, up 63% from $46.0B (2022-02-23 to 2022-03-31)
Form ADVobserved 7 days ago
$29.0B
Occurred
Mar 30, 2020
Regulatory AUM changed
G• O••• A••••••• L•• reported RAUM $40.7B, up 56% from $26.0B (2020-02-19 to 2020-03-30)
Form ADVobserved 7 days ago
$14.7B
Occurred
Mar 29, 2019
Control person joined
Alan Stephen Kepniss (Trustee) appeared on Schedule A of G• O••• A••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a508c47b-cde8-078c-b76f-935ddd11c8c0
First observed: Aug 7, 2017
Last observed: Aug 28, 2026 25 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.