DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gc Opal Advisors LLC
Latest filing Aug 28, 2026
First filing on the tape Aug 7, 2017 · 35 filings
SEC status approved since Sep 7, 2017
RAUM
$124B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,087
306 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
92
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$124B as of Aug 28, 2026
Mar 27, 2018$24B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 27, 20180 then
Employees (5.A)1,087 as of Aug 28, 2026
Mar 27, 2018353 then
Private funds92 as of Aug 28, 2026
Mar 27, 201830 then
RAUM +5.1% over the last fiscal year+9.9% a year over threeIARs 0 to 0offices 9 to 10
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$124B99%
- Other investment advisers$500M0.4%
- State and municipal entities$273M0.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 87reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=23.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
118 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Gcp Hs Fund | Hedge Fund | $28B | 16 | Feb 23, 2022 |
| Gcp Master Holdings, LP | Hedge Fund | $19B | 16 | Nov 12, 2021 |
| Golub Capital Partners, Ltd.no longer reported | Hedge Fund | $13B | 14 | Feb 14, 2012 |
| Golub Capital Partners International 14, L.P. | Hedge Fund | $2.8B | 763 | Aug 27, 2021 |
| Golub Capital Partners International 12, L.P. | Hedge Fund | $2.4B | 1,402 | Nov 27, 2018 |
| Gcp Finance 7 L.P. | Hedge Fund | $2.1B | 2 | Feb 27, 2019 |
| Golub Capital Partners International 11, L.P. | Hedge Fund | $2.0B | 1,457 | Mar 31, 2017 |
| Gc International Ladder Ltd. | Hedge Fund | $1.8B | 15 | Nov 29, 2016 |
| Gcp Finance 8 L.P. | Hedge Fund | $1.4B | 2 | May 29, 2019 |
| Golub Capital Partners Clo 69(M) | Securitized Asset Fund | $1.4B | 2 | Mar 30, 2024 |
| Gcp Finance L.P. | Hedge Fund | $1.3B | 2 | May 30, 2014 |
| Golub Capital Partners Clo 18(M)-R2 | Securitized Asset Fund | $1.2B | 1 | Mar 27, 2018 |
| Golub Capital Partners International 10, L.P. | Hedge Fund | $1.1B | 359 | Feb 29, 2016 |
| Golub Capital Partners Clo 59(M) | Securitized Asset Fund | $1.1B | 2 | Feb 23, 2022 |
| Golub Capital Partners Clo 65(M) | Securitized Asset Fund | $1.0B | 2 | Mar 30, 2024 |
| Golub Capital Partners Clo 57(M) | Securitized Asset Fund | $1.0B | 2 | Feb 23, 2022 |
| Golub Capital Partners Clo 56(M) | Securitized Asset Fund | $972M | 2 | Feb 23, 2022 |
| Golub Capital Partners International Rollover Fund 2, L.P. | Hedge Fund | $945M | 190 | Nov 27, 2018 |
| Gcp Finance 6 L.P. | Hedge Fund | $932M | 2 | Feb 27, 2017 |
| Golub Capital International Ltd. | Hedge Fund | $863M | 15 | Mar 31, 2022 |
| Gcp Finance 3 Ltd.no longer reported | Hedge Fund | $850M | 1 | Nov 29, 2016 |
| Golub Capital Partners Clo 36(M), Ltd. | Securitized Asset Fund | $838M | 1 | Aug 29, 2018 |
| Golub Capital Partners Clo 38(M), Ltd. | Securitized Asset Fund | $837M | 1 | Nov 27, 2018 |
| Golub Capital Partners Clo 33(M)-R2, L.P. | Securitized Asset Fund | $813M | 2 | Feb 27, 2017 |
| Golub Capital Partners Short Duration 2022-1 | Securitized Asset Fund | $798M | 2 | Mar 31, 2023 |
| Golub Capital Partners Clo 44(M), Ltd. | Securitized Asset Fund | $797M | 1 | Aug 28, 2019 |
| Golub Capital Partners Clo 17(M)-R, Ltd. | Securitized Asset Fund | $792M | 1 | Mar 27, 2018 |
| Gcp Finance 2 L.P. | Hedge Fund | $774M | 2 | Mar 30, 2016 |
| Golub Capital Partners Clo 42(M), Ltd. | Securitized Asset Fund | $772M | 1 | Aug 28, 2019 |
| Golub Capital Partners Clo 16(M)-R2, L.P. | Securitized Asset Fund | $771M | 2 | Mar 27, 2018 |
| Golub Capital Partners Clo 49(M)-R | Securitized Asset Fund | $762M | 1 | Nov 28, 2020 |
| Golub Capital Partners Clo 45(M), Ltd. | Securitized Asset Fund | $754M | 1 | Nov 21, 2019 |
| Opal Bsl LLC (Retention Series) | Hedge Fund | $750M | 1 | Sep 28, 2017 |
| Golub Capital Partners Clo 24(M), Ltd.no longer reported | Securitized Asset Fund | $717M | 1 | Aug 28, 2015 |
| Golub Capital Partners Clo 61(M) | Securitized Asset Fund | $715M | 2 | Mar 31, 2023 |
| Golub Capital Partners Clo 21(M)-R, Ltd. | Securitized Asset Fund | $714M | 1 | Mar 27, 2018 |
| Golub Capital Partners Clo 24(M)-R, Ltd. | Securitized Asset Fund | $708M | 1 | Mar 27, 2018 |
| Golub Capital Partners Clo 30(M)-R | Securitized Asset Fund | $686M | 1 | Aug 29, 2016 |
| Golub Capital Partners Clo 54(M), L.P. | Securitized Asset Fund | $664M | 2 | Nov 12, 2021 |
| Golub Capital Partners Clo 47(M), L.P. | Securitized Asset Fund | $634M | 1 | May 26, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B David Golub · Presidentcontrolsince 07/2017 · owns less than 5%
- Eric Lawrence Golub · Chairman, Chief Executive Officer, Co-General Counselcontrolsince 07/2017 · owns less than 5%
- Pierre-Olivier Lamoureux · Chief Financial Officercontrolsince 03/2018 · owns less than 5%
- Mark Joshua Levinson · Co-General Counsel And Chief Compliance Officercontrolsince 07/2017 · owns less than 5%
- Patrick Francis Straub III · Chief Administrative Officercontrolsince 07/2017 · owns less than 5%
- David Finegold · Trusteecontrolsince 01/2014 · owns F of Kpbgc Exempt 2013n Trust
- B David Golub · Managercontrolsince 07/2012 · owns F of Gc Pe Holdings LLC
- B David Golub · Managercontrolsince 01/2014 · owns F of Cdg 2013 Pe, LLC
- Eric Lawrence Golub · Managercontrolsince 08/2018 · owns F of Second Buchanan Holdings, LLC
- Eric Lawrence Golub · Managercontrolsince 09/2012 · owns F of Whitehall Capital Investors New Pe, LLC
- Eric Lawrence Golub · Managercontrolsince 07/2012 · owns F of Gc Pe Holdings LLC
- Alan Stephen Kepniss · Trusteecontrolsince 07/2018 · owns F of The Bragol Trust II
Entity owners
- Gcdm Midco Holdings, LP · Memberdirect · owns 75% or more
- Cdg 2013 Pe, LLC · Memberindirect · owns 25% to 50% of Gc Pe Holdings LLC
- Gc Pe Holdings LLC · Managing Memberindirect · owns 75% or more of Gcdm Holdings Gp, LLC
- Gc Pe Holdings LLC · Limited Partnerindirect · owns 75% or more of Gcdm Midco Holdings, LP
- Gcdm Holdings Gp, LLC · General Partnerindirect · owns F of Gcdm Midco Holdings, LP
- Gcdm Holdings, LP · Managerindirect · owns F of Gcdm Midco Holdings, LP
- Kpbgc Exempt 2013n Trust · Memberindirect · owns 75% or more of Cdg 2013 Pe, LLC
- Second Buchanan Holdings, LLC · Memberindirect · owns 75% or more of Whitehall Capital Investors New Pe, LLC
- The Bragol Trust II · Memberindirect · owns 75% or more of Second Buchanan Holdings, LLC
- Whitehall Capital Investors New Pe, LLC · Memberindirect · owns 50% to 75% of Gc Pe Holdings LLC
Related persons
Schedule D 7.A
- Gc Advisors LLCinvestment adviserbankpooled vehicle sponsornRAUM $178B
- Gcp Master Holdings Gp, Ltd.pooled vehicle sponsorn
- Golub Capital Coinvestment, LLCpooled vehicle sponsorn
- Golub Offshore Gp, Ltd.pooled vehicle sponsorn
- Golub Onshore Gp 2, LLCpooled vehicle sponsorn
- Golub Onshore Gp 3, LLCpooled vehicle sponsorn
- Golub Onshore Gp Nc, LLCpooled vehicle sponsorn
- Golub Onshore Gp, LLCpooled vehicle sponsorn
- Leg Gp, L.P.pooled vehicle sponsorn
- Opal Bsl Holdings 2 LLCpooled vehicle sponsorn
- Qeb Manager, LLCpooled vehicle sponsorn
Advisers that list Gc Opal Advisors LLC as a related person
- 148687 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY110 employees
- Chicago, IL77 employees
- St. Thomas, VI20 employees
- Huntersville, NC15 employees
- Toronto, Canada11 employees
- London, United Kingdom8 employees
- San Francisco, CA4 employees
- Greenwich, CT4 employees
- Miami, FL3 employees
What changed
consecutive filings, newest first
- Private funds · 88 to 92Jun 16, 2026 to Aug 28, 2026
- Private funds · 86 to 88Mar 30, 2026 to May 28, 2026
- Accounts · 84 to 87Feb 26, 2026 to Mar 30, 2026
- Advisory employees · 290 to 306Feb 26, 2026 to Mar 30, 2026
- Advisory activities · 1 to 3Feb 26, 2026 to Mar 30, 2026
- BD registered reps · 15 to 23Feb 26, 2026 to Mar 30, 2026
- Charity clients · unset to 0.0Feb 26, 2026 to Mar 30, 2026
- Corporate clients · unset to 0.0Feb 26, 2026 to Mar 30, 2026
- HNW clients · unset to 0.0Feb 26, 2026 to Mar 30, 2026
- Individual clients · unset to 0.0Feb 26, 2026 to Mar 30, 2026
- Pension plan clients · 1.0 to unsetFeb 26, 2026 to Mar 30, 2026
- Pooled vehicle clients · 84 to 85Feb 26, 2026 to Mar 30, 2026
- Employees · 988 to 1,087Feb 26, 2026 to Mar 30, 2026
- Other offices · 9 to 10Feb 26, 2026 to Mar 30, 2026
- Discretionary RAUM · $118B to $124BFeb 26, 2026 to Mar 30, 2026
- Pension RAUM · 250000000.0 to unsetFeb 26, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $118B to $124BFeb 26, 2026 to Mar 30, 2026
- RAUM · $118B to $124BFeb 26, 2026 to Mar 30, 2026
- Private funds · 83 to 86Dec 18, 2025 to Feb 26, 2026
- Private funds · 80 to 83Sep 29, 2025 to Dec 18, 2025
- Private funds · 76 to 80Mar 31, 2025 to Sep 29, 2025
- Accounts · 77 to 84Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 259 to 290Mar 30, 2024 to Mar 31, 2025
- BD registered reps · 6 to 15Mar 30, 2024 to Mar 31, 2025
- Pension plan clients · unset to 1.0Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 77 to 84Mar 30, 2024 to Mar 31, 2025
- Employees · 884 to 988Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 30, 2024 to Mar 31, 2025
- Private funds · 79 to 76Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $104B to $118BMar 30, 2024 to Mar 31, 2025
- Pension RAUM · unset to 250000000.0Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $104B to $118BMar 30, 2024 to Mar 31, 2025
- RAUM · $104B to $118BMar 30, 2024 to Mar 31, 2025
- Accounts · 72 to 77Mar 31, 2023 to Mar 30, 2024
- Advisory employees · 247 to 259Mar 31, 2023 to Mar 30, 2024
- BD registered reps · 0 to 6Mar 31, 2023 to Mar 30, 2024
- Pooled vehicle clients · 72 to 77Mar 31, 2023 to Mar 30, 2024
- Employees · 771 to 884Mar 31, 2023 to Mar 30, 2024
- Private funds · 72 to 79Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $94B to $104BMar 31, 2023 to Mar 30, 2024
Signals
5 dated events
- Gc Opal Advisors Llc reported RAUM $75.0B, up 63% from $46.0B (2022-02-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Gc Opal Advisors Llc reported RAUM $40.7B, up 56% from $26.0B (2020-02-19 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Alan Stephen Kepniss (Trustee) appeared on Schedule A of Gc Opal Advisors LlcMar 29, 2019 · Control person joined · fact
- Pierre-Olivier Lamoureux (Chief Financial Officer) appeared on Schedule A of Gc Opal Advisors LlcMar 29, 2019 · Control person joined · fact
- Gc Opal Advisors Llc filed its initial SEC registration (Form ADV)Aug 7, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/GOLUB-GROWTHreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/GOLUB-CAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- education.golubcapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-205-5050reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026