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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

WADE A DAVIS

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Battle Ground, WA | Vancouver, WA | Minneapolis, MN

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Search this name across graphsid dfx:ria:a50b40a4-b631-c5e4-bfbc-022666c855e5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 17, 2002
First registration: Jun 21, 2002
Dual registered: yes, broker-dealer
Other names: WADE A. DAVIS|WADE A YAVIS
IAPD individual key: 4526514

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 9, 2018	n/a	yes	Minneapolis, MN\|Vancouver, WA\|Battle Ground, WA	Current employment
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Former SEC adviser	Dec 8, 2014	Dec 31, 2017	no	STANWOOD, WA\|OLYMPIA, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 30, 2009	Oct 28, 2015	no	STANWOOD, WA\|SAN DIEGO, CA\|VANCOUVER, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 24, 2006	Nov 3, 2009	no	EVERETT, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 21, 2002	Feb 24, 2004	no	GRAND FORKS, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 31, 2017	Jan 9, 2018	9	Firm change	Other
LPL FINANCIAL LLC	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Oct 28, 2015	Dec 8, 2014	-324	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Nov 3, 2009	Oct 30, 2009	-4	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 24, 2004	Jan 24, 2006	700	Firm change after gap	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:151298:WA:2015-10-28	Oct 28, 2015	Dec 8, 2014	VANCOUVER, WA	Firm change after gap

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jan 9, 2018 to presentfactForm ADV
→ FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Dec 8, 2014 to Dec 31, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 30, 2009 to Oct 28, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 24, 2006 to Nov 3, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 21, 2002 to Feb 24, 2004factForm ADV

Dated events

No dated event names this entity yet.