DFX Intelligence
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Reading the graph
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Advisor at N••••• A•••• M••••••••• L••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••• A•••• M••••••••• L•• | Mixed wealth | Apr 6, 2021 | n/a | yes | CHICAGO, IL | Current employment |
| N••••• A•••• M••••••••• L•• | Mixed wealth | Sep 1, 2011 | Jan 21, 2020 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••• F••• A•••••••• L•• | N••••• A•••• M••••••••• L•• | Sep 1, 2011 | Sep 1, 2011 | 0 | Bulk transfer | Other |
| R••••••••• A•••• M••••••••• I••• | N••••• F••• A•••••••• L•• | Dec 31, 2003 | Jul 16, 2001 |
| R••••••••• A•••• M••••••••• I••• |
| n/a |
| Jul 16, 2001 |
| Dec 31, 2003 |
| no |
| CHICAGO, IL |
| Previous registration |
| N••••• F••• A•••••••• L•• | Asset manager | Jul 16, 2001 | Sep 1, 2011 | no | CHICAGO, IL | Previous registration |
| -898 |
| Firm change after gap |
| Other |