DFX Intelligence

Data Factory

M•••••• R••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

M•••••• R••• T•••••••

Advisor at C•••••• C••••• G••••• I•••

Bothell, WA | Los Angeles, CA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a51b1e39-207a-9244-6dcf-79c3c47f1238

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Jan 27, 2025	n/a	yes	Bothell, WA\|Los Angeles, CA\|LOS ANGELES, CA	Current employment
T• R••• P•••• A••••••••• I•••	Asset manager	Jun 27, 2019	Jan 23, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• R••• P•••• A••••••••• I•••	C•••••• C••••• G••••• I•••	Jan 23, 2025	Jan 27, 2025	4	Firm change	Other
T• R••• P•••• A••••••• S•••••••• I•••	T• R••• P•••• A••••••••• I•••	Jun 27, 2019

Relationships

Registered with (4)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ T• R••• P•••• A••••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2019 to Jan 23, 2025factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2017 to Jun 27, 2019factForm ADV
→ T•••••••• I••••••••• M••••••••• I••

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
M•••••• R••• T••••••• left T• R••• P•••• A••••••••• I••• for C•••••• C••••• G••••• I••• (registered 2025-01-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a51b1e39-207a-9244-6dcf-79c3c47f1238
First observed: Mar 19, 2015
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.