DFX Intelligence

D•••• J•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

D•••• J•••••• H•••

Advisor at S•••••••• W••••• A••••••• G••••• I•••

Nixa, MO | UTICA, MI

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Search this name across graphsid dfx:ria:a51fd48b-f7f8-8d94-64a8-49d52c00e5cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• A••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• A••••••• G••••• I•••	Independent wealth	Feb 13, 2018	n/a	yes	Nixa, MO\|UTICA, MI	Current employment
U••••• A••••••• A••••••	Independent wealth	Jan 15, 2010	Nov 29, 2017	no	PROSPER, TX\|Nixa, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• A••••••• A••••••	S•••••••• W••••• A••••••• G••••• I•••	Nov 29, 2017	Feb 13, 2018	76	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S•••••••• W••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Feb 13, 2018 to presentfactForm ADV
→ U••••• A••••••• A••••••Registered adviserregistration: previous registration
Jan 15, 2010 to Nov 29, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a51fd48b-f7f8-8d94-64a8-49d52c00e5cd
First observed: Jan 15, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.