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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

UNITED ADVISORS AMERICA

UNITED ADVISORS AMERICA CORPORATION, CRD 147350

PROSPER, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e80f9111-92ad-8280-8bd3-d90684d6c08e

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 52
Dated events: 21
On other graphs: 0
Observed: Sep 14, 2018 to Aug 13, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $447MItem 5.F on the latest filing (2026-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $434M
Private client RAUM: $447MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 21
RAUM per advisor: $21.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 28
Advisory employees: 24
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,809
Individual clients: 2,752
High net worth clients: 57
Custody, client assets: $4.2M
SEC number: 801-114134
CRD: 147350
Filings on the tape: 24
First filed: Sep 14, 2018
Latest filed: Aug 13, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL BRANDON COOPER	n/a	PROSPER, TX \| Plano, TX	17	29	n/a	no
RICHARD LYNN FOLLETT	Chartered Financial Consultant	Prosper, TX	17	30	n/a	no
AUBREY MARIE PAGANELLI	n/a	PROSPER, TX	13	15	n/a	no
Daniel John Baxter	n/a	Platteville, WI \| PROSPER, TX	9	11	n/a	no
WILLIAM TROY HUFF	n/a	PROSPER, TX \| Athens, TN	9	11	n/a	no
BRIAN C LAMONE	n/a	Kansas City, MO \| PROSPER, TX	8	22	3	no
MICHAEL PATRICK DOUGHERTY	Chartered Financial Consultant	PROSPER, TX \| EDEN PRAIRE, MN	7	42	n/a	no
GLEN ALLEN FULLER	n/a	PROSPER, TX \| Bradenton, FL	7	15	n/a	no
LUCIEN EUGENE CRAIG	n/a	Fulshear, TX \| PROSPER, TX	7	38	6	no
ALAN LLOYD CARLSON	n/a	PROSPER, TX \| St. Paul, MN	7	30	1	no
THOMAS ALLEN BARTEN	n/a	Bloomington, MN \| PROSPER, TX	5	15	2	no
LESLIE LYLE PINCOMBE	n/a	PROSPER, TX \| Pleasant Prairie, WI	5	28	2	no
Matthew Craig Canton	n/a	PROSPER, TX	5	10	1	no
Derek Douglas Johnson	Certified Financial Planner	Lansing, MI	3	36	n/a	no
DALTON JAMES MATKOVICH	n/a	Kronenwetter, WI	2	10	n/a	no
GREGORY JAY PITTS	n/a	Owasso, OK \| PROSPER, TX	2	36	1	no
VINCENT ALBERT VANTASSEL	n/a	Three Rivers, MI \| PROSPER, TX	1	31	1	no
ANTHONY LOUIS ACKERMAN	n/a	Sugar Land, TX	1	19	7	no
Dominic Bruce Cooper	n/a	PROSPER, TX	1	11	n/a	no
Austin Michael Sorem	n/a	PROSPER, TX	1	11	n/a	no
Jonathan T Dunlea	n/a	Chelmsford, MA	0	22	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMMIRATO, VINCENT, SALVATORE	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Jan 5, 2023	May 17, 2024
BOYLES, JAMES, KEVIN	Member	C	yes	07/2008	Sep 14, 2018	May 17, 2024
FOLLETT FINANCIAL HOLDINGS, LLC	DIRECT OWNER	E	yes	07/2008	Sep 14, 2018	May 17, 2024
FOLLETT, BEAU, R	Member	C	yes	07/2008	Sep 14, 2018	May 17, 2024
FOLLETT, RICHARD, L	Member	C	yes	07/2008	Sep 14, 2018	May 17, 2024
FOLLETT, RICHARD, LYNN	President	Na	yes	07/2015	Sep 14, 2018	May 17, 2024
FOLLETT, RICHARD, LYNN	MANAGING MEMBER	C	yes	07/2008	Sep 14, 2018	May 17, 2024
PAGANELLI, AUBREY, MARIE	CHIEF OPERATING OFFICER	Na	yes	05/2022	Oct 3, 2019	May 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLIANCE AMERICA CORPORATION	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$447M	$434M	28	24	0	n/a	n/a
2024	Mar 31, 2025	$354M	$340M	25	22	0	n/a	n/a
2023	Mar 15, 2024	$260M	$246M	27	26	0	n/a	n/a
2022	Mar 22, 2023	$194M	$180M	28	27	0	n/a	n/a
2021	Mar 25, 2022	$183M	$165M	30	29	0	n/a	n/a
2020	Jan 28, 2021	$129M	$106M	27	26	0	n/a	n/a
2019	Mar 16, 2020	$89.5M	$61.9M	28	28	0	n/a	n/a
2018	Jan 10, 2019	$48.5M	$25.4M	23	23	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	6	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$447M	$354M	26.2%	$194M	32.1%	28	25	0	0

Relationships

Registered with (43)

← Jonathan T DunleaAdvisorregistration: current employment
Sep 9, 2026 to presentfactForm ADV
← Austin Michael SoremAdvisorregistration: current employment
Aug 12, 2025 to presentfactForm ADV
← Dominic Bruce CooperAdvisorregistration: current employment
Aug 5, 2025 to presentfactForm ADV
← ANTHONY LOUIS ACKERMANAdvisorregistration: current employment
Feb 21, 2025 to presentfactForm ADV
← VINCENT ALBERT VANTASSELAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← GREGORY JAY PITTSAdvisorregistration: current employment
May 20, 2024 to presentfactForm ADV
← DALTON JAMES MATKOVICHAdvisorregistration: current employment
Apr 15, 2024 to presentfactForm ADV
← Derek Douglas JohnsonAdvisorregistration: current employment
Jul 11, 2023 to presentfactForm ADV
← Matthew Craig CantonAdvisorregistration: current employment
Sep 10, 2021 to presentfactForm ADV
← LESLIE LYLE PINCOMBEAdvisorregistration: current employment
Jul 27, 2021 to presentfactForm ADV
← THOMAS ALLEN BARTENAdvisorregistration: current employment
Jun 9, 2021 to presentfactForm ADV
← ALAN LLOYD CARLSONAdvisorregistration: current employment
Jul 3, 2019 to presentfactForm ADV
← LUCIEN EUGENE CRAIGAdvisorregistration: current employment
Jun 20, 2019 to presentfactForm ADV
← GLEN ALLEN FULLERAdvisorregistration: current employment
Feb 4, 2019 to presentfactForm ADV
← MICHAEL PATRICK DOUGHERTYAdvisorregistration: current employment
Oct 17, 2018 to presentfactForm ADV
← BRIAN C LAMONEAdvisorregistration: current employment
Mar 13, 2018 to presentfactForm ADV
← WILLIAM TROY HUFFAdvisorregistration: current employment
Jun 7, 2017 to presentfactForm ADV
← Daniel John BaxterAdvisorregistration: current employment
Apr 5, 2017 to presentfactForm ADV
← AUBREY MARIE PAGANELLIAdvisorregistration: current employment
Jan 28, 2013 to presentfactForm ADV
← RICHARD LYNN FOLLETTAdvisorregistration: current employment
Mar 27, 2009 to presentfactForm ADV
← MICHAEL BRANDON COOPERAdvisorregistration: current employment
Jan 26, 2009 to presentfactForm ADV
← KEVIN CHARLES MAHONYAdvisorregistration: previous registration
Aug 27, 2019 to Jan 15, 2025factForm ADV
← SCOTT ALLEN WAECHTERAdvisorregistration: previous registration
Jun 7, 2024 to Dec 16, 2024factForm ADV
← Jaclyn Kate JohnsonAdvisorregistration: previous registration
Sep 12, 2019 to Dec 6, 2024factForm ADV
← TERESA ROBIN LUNDINEAdvisorregistration: previous registration
Jun 3, 2021 to Nov 13, 2024factForm ADV
← Jennifer AguirreAdvisorregistration: previous registration
Sep 26, 2024 to Oct 4, 2024factForm ADV
← CHARLES BRYON EASTESAdvisorregistration: previous registration
Nov 7, 2008 to Sep 24, 2024factForm ADV
← Hamid R ClarkAdvisorregistration: previous registration
Oct 11, 2023 to Nov 30, 2023factForm ADV
← Aristotle Lyon McDonaldAdvisorregistration: previous registration
Dec 19, 2022 to Jun 6, 2023factForm ADV
← James Jeffrey ProctorAdvisorregistration: previous registration
Apr 19, 2017 to Aug 15, 2022factForm ADV
and 13 more

Controls (7)

← BOYLES, JAMES, KEVINOwnerMEMBER, ownership code C, individual
Sep 14, 2018 to May 17, 2024factForm ADV
← FOLLETT, RICHARD, LYNNOwnerMANAGING MEMBER, ownership code C, individual
Sep 14, 2018 to May 17, 2024factForm ADV
← FOLLETT, RICHARD, LOwnerMEMBER, ownership code C, individual
Sep 14, 2018 to May 17, 2024factForm ADV
← FOLLETT, BEAU, ROwnerMEMBER, ownership code C, individual
Sep 14, 2018 to May 17, 2024factForm ADV
← AMMIRATO, VINCENT, SALVATOREOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 5, 2023 to May 17, 2024factForm ADV
← PAGANELLI, AUBREY, MARIEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 3, 2019 to May 17, 2024factForm ADV
← FOLLETT FINANCIAL HOLDINGS, LLCOwnerDIRECT OWNER, ownership code E, domestic entity
Sep 14, 2018 to May 17, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 15, 2025
Advisor changed firm
Kevin Charles Mahony left United Advisors America for D.L. Fields Advisory Group, Llc (registered 2025-03-03)
Form ADVobserved 4 days ago
Occurred
Dec 16, 2024
Advisor changed firm
Scott Allen Waechter left United Advisors America for Osaic Wealth, Inc. (registered 2026-05-19)
Form ADVobserved 4 days ago
Occurred
Dec 6, 2024
Advisor changed firm
Jaclyn Kate Johnson left United Advisors America for Advice And Planning Services (registered 2026-04-27)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2024
Advisor changed firm
Teresa Robin Lundine left United Advisors America for Stronghold Capital Partners Llc (registered 2025-02-13)
Form ADVobserved 4 days ago
Occurred
Oct 4, 2024
Advisor changed firm
Jennifer Aguirre left United Advisors America for Foundations Investment Advisors Llc (registered 2024-12-16)
Form ADVobserved 4 days ago
Occurred
Sep 24, 2024
Advisor changed firm
Charles Bryon Eastes left United Advisors America for Strategic Wealth Advisors Group, Inc. (registered 2024-12-04)
Form ADVobserved 4 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Hamid R Clark left United Advisors America for Brookstone Wealth Advisors, Llc (registered 2023-11-30)
Form ADVobserved 4 days ago
Occurred
Jun 6, 2023
Advisor changed firm
Aristotle Lyon Mcdonald left United Advisors America for Virtue Capital Management, Llc (registered 2024-04-17)
Form ADVobserved 4 days ago
Occurred
Jan 5, 2023
Control person joined
Salvatore Vincent Ammirato (Chief Compliance Officer) appeared on Schedule A of United Advisors America
Form ADVobserved 4 days ago
Occurred
Aug 15, 2022
Advisor changed firm
James Jeffrey Proctor left United Advisors America for Gradient Advisors, Llc (registered 2022-09-13)
Form ADVobserved 4 days ago
Occurred
May 4, 2022
Control person left
Barton Price Peddicord (Chief Compliance Officer) no longer on Schedule A of United Advisors America (listed 2022-03-25, absent 2022-05-04)
Form ADVobserved 4 days ago
Occurred
Jan 28, 2021
Control person joined
Barton Price Peddicord (Chief Compliance Officer) appeared on Schedule A of United Advisors America
Form ADVobserved 4 days ago
Occurred
Jan 28, 2021
Control person joined
L Richard Follett (Member) appeared on Schedule A of United Advisors America
Form ADVobserved 4 days ago
Occurred
Jan 28, 2021
Control person joined
Kevin James Boyles (Member) appeared on Schedule A of United Advisors America
Form ADVobserved 4 days ago
Occurred
Jan 28, 2021
Control person joined
R Beau Follett (Member) appeared on Schedule A of United Advisors America
Form ADVobserved 4 days ago
Occurred
Oct 3, 2019
Control person joined
Marie Aubrey Paganelli (Chief Compliance Officer) appeared on Schedule A of United Advisors America
Form ADVobserved 4 days ago
Occurred
Oct 3, 2019
Control person left
R Beau Follett (Member) no longer on Schedule A of United Advisors America (listed 2019-01-21, absent 2019-10-03)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2019
Control person left
L Richard Follett (Member) no longer on Schedule A of United Advisors America (listed 2019-01-21, absent 2019-10-03)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2019
Control person left
Kevin James Boyles (Member) no longer on Schedule A of United Advisors America (listed 2019-01-21, absent 2019-10-03)
Form ADVobserved 4 days ago
Occurred
Sep 14, 2018
First Form ADV filing
United Advisors America Corporation filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Mar 16, 2020
United Advisors America reported 0 offices beyond its principal office, down from 5 (2019-10-03 to 2020-03-16)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e80f9111-92ad-8280-8bd3-d90684d6c08e
First observed: Sep 14, 2018
Last observed: Aug 13, 2026 37 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNITED ADVISORS AMERICA

UNITED ADVISORS AMERICA CORPORATION, CRD 147350

PROSPER, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e80f9111-92ad-8280-8bd3-d90684d6c08e

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL BRANDON COOPER

n/a

PROSPER, TX | Plano, TX

n/a

RICHARD LYNN FOLLETT

Chartered Financial Consultant

Prosper, TX

n/a

AUBREY MARIE PAGANELLI

n/a

PROSPER, TX

n/a

Daniel John Baxter

n/a

Platteville, WI | PROSPER, TX

n/a

WILLIAM TROY HUFF

n/a

PROSPER, TX | Athens, TN

n/a

BRIAN C LAMONE

n/a

Kansas City, MO | PROSPER, TX

MICHAEL PATRICK DOUGHERTY

Chartered Financial Consultant

PROSPER, TX | EDEN PRAIRE, MN

n/a

GLEN ALLEN FULLER

n/a

PROSPER, TX | Bradenton, FL

n/a

LUCIEN EUGENE CRAIG

n/a

Fulshear, TX | PROSPER, TX

ALAN LLOYD CARLSON

n/a

PROSPER, TX | St. Paul, MN

THOMAS ALLEN BARTEN

n/a

Bloomington, MN | PROSPER, TX

LESLIE LYLE PINCOMBE

n/a

PROSPER, TX | Pleasant Prairie, WI

Matthew Craig Canton

n/a

PROSPER, TX

Derek Douglas Johnson

Certified Financial Planner

Lansing, MI

n/a

DALTON JAMES MATKOVICH

n/a

Kronenwetter, WI

n/a

GREGORY JAY PITTS

n/a

Owasso, OK | PROSPER, TX

VINCENT ALBERT VANTASSEL

n/a

Three Rivers, MI | PROSPER, TX

ANTHONY LOUIS ACKERMAN

n/a

Sugar Land, TX

Dominic Bruce Cooper

n/a

PROSPER, TX

n/a

Austin Michael Sorem

n/a

PROSPER, TX

n/a

Jonathan T Dunlea

n/a

Chelmsford, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMMIRATO, VINCENT, SALVATORE

CHIEF COMPLIANCE OFFICER

yes

01/2023

Jan 5, 2023

May 17, 2024

BOYLES, JAMES, KEVIN

Member

yes

07/2008

Sep 14, 2018

May 17, 2024

FOLLETT FINANCIAL HOLDINGS, LLC

DIRECT OWNER

yes

07/2008

Sep 14, 2018

May 17, 2024

FOLLETT, BEAU, R

Member

yes

07/2008

Sep 14, 2018

May 17, 2024

FOLLETT, RICHARD, L

Member

yes

07/2008

Sep 14, 2018

May 17, 2024

FOLLETT, RICHARD, LYNN

President

yes

07/2015

Sep 14, 2018

May 17, 2024

FOLLETT, RICHARD, LYNN

MANAGING MEMBER

yes

07/2008

Sep 14, 2018

May 17, 2024

PAGANELLI, AUBREY, MARIE

CHIEF OPERATING OFFICER

yes

05/2022

Oct 3, 2019

May 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLIANCE AMERICA CORPORATION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$447M

$434M

n/a

2024

Mar 31, 2025

$354M

$340M

n/a

2023

Mar 15, 2024

$260M

$246M

n/a

2022

Mar 22, 2023

$194M

$180M

n/a

2021

Mar 25, 2022

$183M

$165M

n/a

2020

Jan 28, 2021

$129M

$106M

n/a

2019

Mar 16, 2020

$89.5M

$61.9M

n/a

2018

Jan 10, 2019

$48.5M

$25.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$447M

$354M

26.2%

$194M

32.1%