DFX Intelligence

C••••• F••• W••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 1b 10b

C••••• F••• W••••• P•••••••• L••

CRD 304159

C••••• F•••, PA

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Search this name across graphs

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: May 16, 2019 to Mar 30, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $31.2M
Private client RAUM: $1.1Bderived••• Locked
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $664Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• R••••• M••••	Chartered Financial Analyst	Lebanon, KY \| C••••• F•••, PA	7	34	n/a	no
W•••••• C••••••••• K•••••••	Chartered Financial Analyst	C••••• F•••, PA	7	31

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••••• W••••••• C•••••••••	MANAGING MEMBER	E	yes	04/2019	Mar 30, 2026	Mar 30, 2026
M••••• C••••••••• R•••••	CHIEF COMPLIANCE OFFICER AND MEMBER	C	yes	04/2019	Mar 30, 2026	Mar 30, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.2B	6.7%	$1.0B	9.7%	3	2	1	1

Relationships

Controls (2)

← M••••• C••••••••• R•••••OwnerCHIEF COMPLIANCE OFFICER AND MEMBER, ownership code C, individual
Mar 30, 2026 to presentfactForm ADV
← K•••••••• W••••••• C•••••••••OwnerMANAGING MEMBER, ownership code E, individual
Mar 30, 2026 to presentfactForm ADV

Registered with (2)

← C••••••••• R••••• M••••Advisorregistration: current employment
Jun 14, 2019 to presentfactForm ADV
← W•••••• C••••••••• K•••••••

Dated events

Order

Occurred
22 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$269M
Occurred
23 Feb 2021
Regulatory AUM changed
••• Locked
Form ADV
$220M
Occurred
26 Feb 2020
Regulatory AUM changed
••• Locked
Form ADV
$279M
Occurred
16 May 2019
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 16, 2019
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.