DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• F••• W••••• P•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape May 16, 2019 · 16 filings
SEC status approved since Jun 13, 2019
RAUM
$1.3B
reported, Item 5.F
Discretionary
2.4%
of RAUM
Private clients
83%
$1.1B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$664M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Feb 26, 2020$618M then
HNW client RAUM$1.1B as of Mar 30, 2026
Feb 26, 2020$28.9M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Feb 26, 20202 then
Employees (5.A)3 as of Mar 30, 2026
Feb 26, 20202 then
Private funds: no history
RAUM +6.7% over the last fiscal year+9.7% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $664MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $22.4MderivedHNW RAUM over HNW clients
- Average account
- $7.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 2.4%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B83%
- Corporations and businesses$141M11%
- Charitable organizations$82.4M6.2%
- Individuals$5.6M0.4%
- Individual clients
- 11reported
- HNW clients
- 49reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 176reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• R••••• M••••Chartered Financial Analyst | Lebanon, Ky | Jun 14, 2019 | 34 y | 0 |
| W•••••• C••••••••• K•••••••Chartered Financial Analyst | C••••• F•••, Pa | Jun 14, 2019 | 31 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• C••••••••• K••••••• from W••••••••• T•••• I••••••••• M•••••••••Jun 14, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• W••••••• C••••••••• · Managing Membercontrolsince 04/2019 · owns 75% or more
- M••••• C••••••••• R••••• · Chief Compliance Officer And Membercontrolsince 04/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| C••••• F•••, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 183 to 176Nov 11, 2025 to Mar 30, 2026
- Charity clients · 5 to 6Nov 11, 2025 to Mar 30, 2026
- HNW clients · 44 to 49Nov 11, 2025 to Mar 30, 2026
- Individual clients · 14 to 11Nov 11, 2025 to Mar 30, 2026
- Employees · 2 to 3Nov 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $67.8M to $31.2MNov 11, 2025 to Mar 30, 2026
- HNW RAUM · $1.0B to $1.1BNov 11, 2025 to Mar 30, 2026
- Individual RAUM · $7.7M to $5.6MNov 11, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.2B to $1.3BNov 11, 2025 to Mar 30, 2026
- RAUM · $1.2B to $1.3BNov 11, 2025 to Mar 30, 2026
- Accounts · 165 to 183Mar 15, 2024 to Mar 20, 2025
- HNW clients · 43 to 44Mar 15, 2024 to Mar 20, 2025
- Individual clients · 12 to 14Mar 15, 2024 to Mar 20, 2025
- Financial planning clients · 1-10 to 1-10Mar 15, 2024 to Mar 20, 2025
- Discretionary RAUM · $58.1M to $67.8MMar 15, 2024 to Mar 20, 2025
- HNW RAUM · $896M to $1.0BMar 15, 2024 to Mar 20, 2025
- Individual RAUM · $5.5M to $7.7MMar 15, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $1.0B to $1.2BMar 15, 2024 to Mar 20, 2025
- RAUM · $1.1B to $1.2BMar 15, 2024 to Mar 20, 2025
- Accounts · 172 to 165Mar 3, 2023 to Mar 15, 2024
- Corporate clients · 0.0 to unsetMar 3, 2023 to Mar 15, 2024
- HNW clients · 47 to 43Mar 3, 2023 to Mar 15, 2024
- Individual clients · 8 to 12Mar 3, 2023 to Mar 15, 2024
- Discretionary RAUM · $53.0M to $58.1MMar 3, 2023 to Mar 15, 2024
- HNW RAUM · $851M to $896MMar 3, 2023 to Mar 15, 2024
- Individual RAUM · $4.5M to $5.5MMar 3, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $952M to $1.0BMar 3, 2023 to Mar 15, 2024
- RAUM · $1.0B to $1.1BMar 3, 2023 to Mar 15, 2024
- Accounts · 179 to 172Nov 9, 2022 to Mar 3, 2023
- Advisory activities · 3 to 4Nov 9, 2022 to Mar 3, 2023
- Discretionary RAUM · $47.0M to $53.0MNov 9, 2022 to Mar 3, 2023
- HNW RAUM · $916M to $851MNov 9, 2022 to Mar 3, 2023
- Individual RAUM · $3.0M to $4.5MNov 9, 2022 to Mar 3, 2023
- Non-discretionary RAUM · $1.1B to $952MNov 9, 2022 to Mar 3, 2023
- RAUM · $1.1B to $1.0BNov 9, 2022 to Mar 3, 2023
- Accounts · 142 to 179Jul 12, 2021 to Mar 22, 2022
- Charity clients · unset to 5.0Jul 12, 2021 to Mar 22, 2022
- HNW clients · 39 to 47Jul 12, 2021 to Mar 22, 2022
- Discretionary RAUM · $16.6M to $47.0MJul 12, 2021 to Mar 22, 2022
- HNW RAUM · $679M to $916MJul 12, 2021 to Mar 22, 2022
Signals
4 dated events
- C••••• F••• W••••• P•••••••• L•• reported RAUM $1.1B, up 32% from $837.1M (2021-07-12 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- C••••• F••• W••••• P•••••••• L•• reported RAUM $837.1M, up 36% from $617.6M (2020-06-09 to 2021-02-23)Feb 23, 2021 · RAUM change · derived
- C••••• F••• W••••• P•••••••• L•• reported RAUM $617.6M, up 83% from $338.3M (2019-10-10 to 2020-02-26)Feb 26, 2020 · RAUM change · derived
- C••••• F••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)May 16, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c••••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-273-0995reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-273-0996reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-954-3454reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- C•••••F•••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 484-273-0995reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $664Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026