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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

JEFFREY GARLATTI

Advisor at HORACE MANN INVESTORS, INC.

SPRINGFIELD, IL | CHERRY HILL, NJ

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Search this name across graphsid dfx:ria:a537322b-7bdc-8ff8-2ef9-6b07e9cc1a7b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HORACE MANN INVESTORS, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 12
Exams: S66
First exam: Sep 11, 2009
First registration: Oct 12, 2009
Dual registered: yes, broker-dealer
Other names: JEFFREY CHARLES GARLATTI
IAPD individual key: 5670941

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HORACE MANN INVESTORS, INC.	No RAUM reported	Jul 27, 2023	n/a	yes	SPRINGFIELD, IL\|CHERRY HILL, NJ	Current employment
BCG SECURITIES, INC.	Independent wealth	Apr 12, 2018	n/a	yes	CHERRY HILL, NJ	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Nov 6, 2015	Apr 13, 2018	no	MARLTON, NJ	Previous registration
MCADAM LLC	Independent wealth	Oct 6, 2014	Jun 26, 2015	no	RADNOR, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 12, 2009	Oct 3, 2014	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	BCG SECURITIES, INC.	Apr 13, 2018	Apr 12, 2018	-1	Firm change	Ibd to ibd
MCADAM LLC	PRUCO SECURITIES, LLC	Jun 26, 2015	Nov 6, 2015	133	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	MCADAM LLC	Oct 3, 2014	Oct 6, 2014	3	Bulk transfer	Other

Relationships

Registered with (5)

→ HORACE MANN INVESTORS, INC.Registered adviserregistration: current employment
Jul 27, 2023 to presentfactForm ADV
→ BCG SECURITIES, INC.Registered adviserregistration: current employment
Apr 12, 2018 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 6, 2015 to Apr 13, 2018factForm ADV
→ MCADAM LLCRegistered adviserregistration: previous registration
Oct 6, 2014 to Jun 26, 2015factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 12, 2009 to Oct 3, 2014factForm ADV

Dated events

No dated event names this entity yet.