DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• G•••••••

H••••• M••• I••••••••• I•••no RAUMSpringfield, Il dual registrantIAPD 5670941

Feed of 09/15/2026

Also filed as J•••••• Charles G•••••••

At current firm

8 y

since Apr 12, 2018

In the industry

17 y

since Sep 11, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: National Sales Director, Senior Financial Advisorreportedbcgsecurities.comfirm site, Sep 15, 2026
Business email: jgarlatti@bcgsecurities.comreportedbcgsecurities.comfirm site, Sep 15, 2026
Direct business phone: 856-393-1928reportedbcgsecurities.comfirm site, Sep 15, 2026
Professional profile: bcgsecurities.com/team/jeffrey-garlattireportedbcgsecurities.comfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/jeff-garlatti-b9a81312reportedbcgsecurities.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

H••••• M••• I••••••••• I••• no RAUM current
since Jul 27, 2023 · Springfield, Il
B•• S••••••••• I••• independent RIA current
since Apr 12, 2018 · Cherry Hill, Nj
P•••• S••••••••• L•• no RAUM
Nov 6, 2015 to Apr 13, 2018 · Marlton, Nj
M••••• L•• independent RIA
Oct 6, 2014 to Jun 26, 2015 · Radnor, Pa
V••• F•••••••• A•••••••• I••• BD affiliated
Oct 12, 2009 to Oct 3, 2014 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to B•• S••••••••• I•••
left Apr 13, 2018, registered Apr 12, 2018 (-1 days) · Affiliated broker-dealer or bank to another
M••••• L•• to P•••• S••••••••• L••
left Jun 26, 2015, registered Nov 6, 2015 (133 days) · Other
V••• F•••••••• A•••••••• I••• to M••••• L••
left Oct 3, 2014, registered Oct 6, 2014 (3 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address