D•• F• M•••••

Advisor at I••••••••• A•••••• S••••••••• L••

Spokane Valley, WA | SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a53c7aee-2ff2-480a-0c26-be74af4df79c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 1, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• S••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Feb 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• S••••••••• L••	FORMER_SEC_A••••••	Feb 2, 2026	n/a	yes	Spokane Valley, WA\|SEATTLE, WA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 23, 2018	Feb 2, 2026	no	SAN DIEGO, CA\|SPOKANE VALLEY, WA\|SPOKANE VALLEY, WA\|SACRAMENTO, CA\|SPOKANE VALLEY, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I••••••••• A•••••• S••••••••• L••	Feb 2, 2026	Feb 2, 2026	0	Firm change	Ibd to RIA
K••••• A••••••• S•••••••• L••	L•• F•••••••• L••	Oct 23, 2018	Oct 23, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:6413:WA:2018-10-23	Oct 23, 2018	Oct 23, 2018	SPOKANE VALLEY, WA	Firm change

Relationships

Registered with (7)

→ I••••••••• A•••••• S••••••••• L••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 23, 2018 to Feb 2, 2026factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 13, 2016 to Oct 23, 2018factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

Occurred
Feb 2, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a53c7aee-2ff2-480a-0c26-be74af4df79c
First observed: Apr 1, 1996
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.